Neri Philip A

CIK 00015265272 companiesDENVER, CO

SEC Profile

Transactions

Companies

Filings

CIK

0001526527

Recent Transactions

47 trades

Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2021-11-14+1,666→ 127,667 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Restricted Stock Unit
2021-11-14−1,666→ 8,333 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2021-10-02+6,667→ 126,001 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Restricted Stock Unit
2021-10-02−6,667→ 9,999 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option (right to buy)
2021-08-05−15,000→ 15,024 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2021-08-05$1.26/sh+15,000→ 111,000 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2020-11-16+1,667→ 104,334 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Restricted Stock Unit
2020-11-14−1,667→ 16,666 total
Award
Horizon Kinetics Holding Corp$HKHC
Restricted Stock Unit
2020-10-02+20,000→ 20,000 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Restricted Stock Unit
2020-10-02−6,667→ 18,333 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2020-10-02+6,667→ 102,667 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2020-08-28$1.25/sh+6,000→ 96,000 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option (right to buy)
2020-08-28−6,000→ 24,000 total
Award
Horizon Kinetics Holding Corp$HKHC
Restricted Stock Unit
2019-11-14+5,000→ 5,000 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2019-05-13$0.79/sh+7,286→ 90,000 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option (right to buy)
2019-05-13−7,286→ 0 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option (right to buy)
2019-04-22−14,000→ 7,286 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2019-04-22$0.79/sh+14,000→ 82,714 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2018-09-07$0.79/sh+6,329→ 68,714 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option (right to buy)
2018-09-07−6,329→ 21,286 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2018-08-28$0.79/sh+385→ 62,385 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option (right to buy)
2018-08-28−385→ 27,615 total
Award
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option (right to buy)
2018-06-19+30,000→ 30,000 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option (right to buy)
2017-05-18−2,000→ 28,000 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2017-05-18$0.79/sh+2,000→ 2,000 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option (right to buy)
2017-05-18−1,813→ 0 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2017-05-18$0.47/sh+1,813→ 30,000 total
Award
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option (right to buy)
2016-11-18+30,024→ 30,024 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2016-04-13$0.37/sh+1,875→ 52,862 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2016-04-13$0.47/sh+5,325→ 58,187 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option (right to buy)
2016-04-13−1,875→ 0 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option (right to buy)
2016-04-13−5,325→ 1,813 total
Award
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option (right to buy)
2015-08-31+30,000→ 30,000 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option
2015-06-23−5,625→ 1,875 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2015-06-23$0.37/sh+5,625→ 35,181 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option
2015-06-23−15,806→ 7,138 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2015-06-23$0.47/sh+15,806→ 50,987 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2014-08-26$0.47/sh+5,000→ 5,000 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2014-08-26$0.37/sh+7,500→ 7,500 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option
2014-08-26−7,500→ 7,500 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option
2014-08-26−5,000→ 22,944 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2013-10-02$0.47/sh+2,056→ 2,056 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualfied Stock Option
2013-10-02$0.37/sh−15,000→ 15,000 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Option
2013-10-02$0.47/sh−2,056→ 27,944 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Common Stock
2013-10-02$0.37/sh+15,000→ 15,000 total
Exercise/Conversion
Horizon Kinetics Holding Corp$HKHC
Non-qualified Stock Options
2013-07-24$0.47/sh+30,000→ 30,000 total
Award
Horizon Kinetics Holding Corp$HKHC
Nonqualified Stock Option (right to buy)
2011-08-19+30,000→ 30,000 total

Companies

Recent Filings

Address

4880 HAVANA STREET

DENVER, CO, 80239

View on SEC.gov