Caraher Scott C.

CIK 00015211198 companiesCHICAGO, IL

SEC Profile

Transactions

Companies

Filings

CIK

0001521119

Recent Transactions

50 trades

Exercise of In-Money
Nuveen Credit Strategies Income Fund$JQC
Subscription Right
2025-05-05−6,000→ 0 total
Purchase
NUVEEN FLOATING RATE INCOME FUND$JFR
Common Stock
2025-04-09$7.95/sh+5,000→ 45,440 total
Purchase
NUVEEN FLOATING RATE INCOME FUND$JFR
Common Stock
2025-03-21$8.40/sh+15,000→ 40,440 total
Exercise of In-Money
NUVEEN FLOATING RATE INCOME FUND$JFR
Subscription right
2025-02-25−21,200→ 0 total
Exercise of In-Money
NUVEEN FLOATING RATE INCOME FUND$JFR
Common Stock
2025-02-25$8.20/sh+4,240→ 25,440 total
Sale
Nuveen Credit Strategies Income Fund$JQC
Common Stock
2023-10-03$4.92/sh−15,000→ 6,000 total
Sale
NUVEEN FLOATING RATE INCOME FUND$JFR
Common Stock
2023-10-03$7.90/sh−29,503→ 47,056 total
Sale
NUVEEN FLOATING RATE INCOME FUND$JFR
Common Stock
2023-09-27$8.11/sh−35,000→ 76,559 total
Sale
NUVEEN FLOATING RATE INCOME FUND$JFR
Class A Common Stock
2023-09-26$8.13/sh−25,000→ 89,559 total
Other
NUVEEN FLOATING RATE INCOME FUND$JFR
Class A Common Stock
2023-07-31+62,923→ 62,923 total
Other
NUVEEN FLOATING RATE INCOME FUND$JFR
Class A Common Stock
2023-07-31+51,636→ 114,559 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2022-11-18$12.07/sh−16,156→ 0 total
Purchase
NUVEEN SENIOR INCOME FUND
Common Stock
2022-11-18$4.81/sh+38,923→ 62,923 total
Purchase
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2022-05-13$8.43/sh+5,000→ 51,636 total
Purchase
NUVEEN SENIOR INCOME FUND
Common Stock
2022-02-25$5.65/sh+10,000→ 24,000 total
Purchase
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2022-02-25$9.70/sh+5,000→ 46,636 total
Purchase
NUVEEN SENIOR INCOME FUND
Common Stock
2021-04-29$5.57/sh+12,000→ 14,000 total
Purchase
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2021-04-07$9.58/sh+5,000→ 41,636 total
Purchase
Nuveen Credit Strategies Income Fund$JQC
Common Stock
2021-03-10$6.51/sh+10,000→ 21,000 total
Purchase
NUVEEN FLOATING RATE INCOME FUND$JFR
Common Stock
2021-03-08$9.42/sh+7,000→ 22,000 total
Purchase
NUVEEN FLOATING RATE INCOME FUND$JFR
Common Stock
2021-03-01$9.42/sh+7,000→ 15,000 total
Purchase
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2020-03-31$7.37/sh+5,000→ 36,636 total
Purchase
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2020-03-30$7.02/sh+3,000→ 31,636 total
Purchase
Nuveen Credit Strategies Income Fund$JQC
Common Stock
2020-03-25$5.00/sh+2,000→ 11,000 total
Purchase
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2020-03-25$6.65/sh+2,000→ 28,636 total
Purchase
NUVEEN FLOATING RATE INCOME FUND$JFR
Common Stock
2020-03-25$6.66/sh+2,000→ 8,000 total
Purchase
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2020-03-24$6.04/sh+2,500→ 26,636 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2019-08-07$15.10/sh−6,022→ 14,190 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2019-08-07$15.07/sh−5,100→ 20,212 total
Purchase
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2019-01-04$9.44/sh+2,000→ 24,136 total
Purchase
NUVEEN SENIOR INCOME FUND
Common Stock
2018-10-03$6.52/sh+2,000→ 2,000 total
Purchase
NUVEEN FLOATING RATE INCOME FUND$JFR
Common Stock
2018-10-03$10.43/sh+2,000→ 6,000 total
Purchase
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2018-10-03$10.27/sh+2,000→ 22,136 total
Purchase
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2018-08-07$10.22/sh+2,000→ 20,136 total
Purchase
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2018-07-17$10.22/sh+3,800→ 15,936 total
Purchase
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2018-07-17$10.18/sh+2,200→ 18,136 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2017-11-01$17.62/sh−511→ 25,312 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2017-10-31$17.52/sh−300→ 26,423 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2017-10-31$17.50/sh−100→ 27,623 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2017-10-31$17.55/sh−300→ 27,323 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2017-10-31$17.52/sh−300→ 26,723 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2017-10-31$17.51/sh−600→ 25,823 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2017-10-31$17.54/sh−100→ 27,723 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2017-10-31$17.53/sh−300→ 27,023 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2017-10-30$17.56/sh−1,000→ 27,823 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2017-10-27$17.49/sh−700→ 28,823 total
Sale
Nuveen Short Duration Credit Opportunities Fund
Common Stock
2017-10-27$17.53/sh−100→ 29,523 total
Sale
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2017-07-27$11.80/sh−12,000→ 12,136 total
Sale
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2017-07-13$11.67/sh−5,311→ 34,489 total
Sale
Nuveen Floating Rate Income Opportunity Fund
Common Stock
2017-07-13$11.66/sh−2,300→ 39,800 total

Companies

Recent Filings

Address

C/O NUVEEN INVESTMENTS 333 W. WACKER DRIVE

CHICAGO, IL, 60606

View on SEC.gov