Brownstein Chad T.

CIK 00015159763 companiesLOS ANGELES, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001515976

Recent Transactions

43 trades

Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2016-10-03$16.94/sh+43.203→ 45,231.034 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2016-07-01+9,947→ 44,722.034 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2016-07-01$17.56/sh+124.335→ 45,231.034 total
Other
Rocky Mountain Industrials, Inc.
Class B Common Stock
2016-04-12+10,000→ 90,000 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2016-04-01$16.98/sh+102.045→ 45,231.034 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2016-01-04$14.18/sh+121.122→ 45,231.034 total
Gift
Rocky Mountain Industrials, Inc.
Class B Common Stock
2015-11-06−260,000→ 0 total
Gift
Rocky Mountain Industrials, Inc.
Class B Common Stock
2015-11-06+80,000→ 80,000 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-10-01$11.90/sh+142.88→ 34,775.034 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-07-01$13.34/sh+103.474→ 34,775.034 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-07-01+5,091→ 29,201.755 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-07-01+1,818→ 34,292.755 total
Award
BANC OF CALIFORNIA, INC.$BANC
Stock Option
2015-07-01+2,808→ 2,808 total
Award
BANC OF CALIFORNIA, INC.$BANC
Stock Option
2015-07-01+2,808→ 5,616 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-07-01+3,273→ 32,474.755 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-04-01$11.94/sh+114.428→ 34,775.034 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-01-02$11.13/sh+121.498→ 34,775.034 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-10-01$11.28/sh+118.565→ 24,110.755 total
Award
BANC OF CALIFORNIA, INC.$BANC
Stock Option
2014-07-01+918→ 918 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-07-01$10.90/sh+4,129→ 21,390 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-07-01$10.90/sh+2,294→ 23,684 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-07-01$10.90/sh+6,423→ 17,261 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-07-01$10.57/sh+125.086→ 24,110.755 total
Award
BANC OF CALIFORNIA, INC.$BANC
Stock Options
2014-07-01+918→ 918 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-04-01$11.90/sh+96.036→ 24,110.755 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-01-02$13.01/sh+87.068→ 24,110.755 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2013-10-18$14.57/sh+9,438→ 9,438 total
Sale
PROSPECT GLOBAL RESOURCES INC.
Common Stock
2013-04-19$0.18/sh−542,000→ 274,667 total
Sale
PROSPECT GLOBAL RESOURCES INC.
Common Stock Warrants (right to buy)
2013-04-19−400,000→ 1,770,454 total
Purchase
PROSPECT GLOBAL RESOURCES INC.
Common Stock Warrants (right to buy)
2012-08-27+2,620,454→ 2,620,454 total
Award
PROSPECT GLOBAL RESOURCES INC.
Option Right-to-Buy
2012-08-27+100,000→ 300,000 total
Purchase
PROSPECT GLOBAL RESOURCES INC.
Common Stock
2012-08-17$2.84/sh+2,800→ 6,100 total
Purchase
PROSPECT GLOBAL RESOURCES INC.
Common Stock
2012-08-17$2.84/sh+600→ 7,400 total
Purchase
PROSPECT GLOBAL RESOURCES INC.
Common Stock
2012-08-16$2.76/sh+2,800→ 3,300 total
Purchase
PROSPECT GLOBAL RESOURCES INC.
Common Stock
2012-08-15$2.59/sh+2,300→ 6,800 total
Purchase
PROSPECT GLOBAL RESOURCES INC.
Common Stock
2012-08-15$2.68/sh+500→ 500 total
Purchase
PROSPECT GLOBAL RESOURCES INC.
Common Stock
2012-08-14$2.37/sh+4,500→ 4,500 total
Sale
PROSPECT GLOBAL RESOURCES INC.
Common Stock Warrants (right to buy)
2012-08-01−450,000→ 2,170,454 total
Award
PROSPECT GLOBAL RESOURCES INC.
Option Right-to-Buy
2012-07-02+100,000→ 200,000 total
Award
PROSPECT GLOBAL RESOURCES INC.
Option Right-to-Buy
2011-12-27+100,000→ 100,000 total
Disposition to Issuer
PROSPECT GLOBAL RESOURCES INC.
Option Right-to-buy
2011-12-23−100,000→ 0 total
Award
PROSPECT GLOBAL RESOURCES INC.
Option Right-to-Buy
2011-11-29+100,000→ 100,000 total
Disposition to Issuer
PROSPECT GLOBAL RESOURCES INC.
Common Stock
2011-10-13−700,000→ 816,667 total

Companies

Recent Filings

Address

555 SOUTH BARRINGTON AVENUE, #216

LOS ANGELES, CA, 90049

View on SEC.gov