Henricks Alan S.

CIK 00015139576 companiesPLEASANTON, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001513957

Recent Transactions

50 trades

Award
Workhorse Group Inc.$WKHS
Restricted Stock Units
2025-08-18+22,728→ 22,728 total
Disposition to Issuer
MODEL N, INC.
Common Stock
2024-06-27$30.00/sh−36,457→ 0 total
Award
MODEL N, INC.
Common Stock
2024-02-15+7,102→ 36,457 total
Award
MODEL N, INC.
Common Stock
2023-02-16+4,634→ 29,355 total
Sale
MODEL N, INC.
Common Stock
2022-11-11$39.50/sh−24,878→ 24,721 total
Award
MODEL N, INC.
Common Stock
2022-02-18+6,934→ 49,599 total
Sale
MODEL N, INC.
Common Stock
2021-08-27$35.00/sh−1,000→ 42,665 total
Sale
MODEL N, INC.
Common Stock
2021-08-27$34.50/sh−1,337→ 43,665 total
Sale
MODEL N, INC.
Common Stock
2021-08-26$34.00/sh−1,000→ 45,002 total
Sale
MODEL N, INC.
Common Stock
2021-08-26$33.50/sh−1,000→ 46,002 total
Sale
MODEL N, INC.
Common Stock
2021-08-24$33.10/sh−3,337→ 47,002 total
Conversion
ROKU, INC$ROKU
Class A Common Stock
2021-05-24$5.64/sh+1,000→ 5,287 total
Sale
ROKU, INC$ROKU
Class A Common Stock
2021-05-24$340.00/sh−1,000→ 4,287 total
Exercise/Conversion
ROKU, INC$ROKU
Class B Common Stock
2021-05-24$5.64/sh+1,000→ 1,000 total
Exercise/Conversion
ROKU, INC$ROKU
Employee Stock Option (Right to Buy)
2021-05-24$5.64/sh−1,000→ 8,833 total
Exercise/Conversion
ROKU, INC$ROKU
Class B Common Stock
2021-05-24$5.64/sh+1,000→ 1,000 total
Exercise/Conversion
ROKU, INC$ROKU
Employee Stock Option (Right to Buy)
2021-05-24$5.64/sh−1,000→ 7,833 total
Sale
ROKU, INC$ROKU
Class A Common Stock
2021-05-24$350.00/sh−1,000→ 4,287 total
Conversion
ROKU, INC$ROKU
Class B Common Stock
2021-05-24$5.64/sh−1,000→ 0 total
Conversion
ROKU, INC$ROKU
Class B Common Stock
2021-05-24$5.64/sh−1,000→ 0 total
Conversion
ROKU, INC$ROKU
Class A Common Stock
2021-05-24$5.64/sh+1,000→ 5,287 total
Sale
ROKU, INC$ROKU
Class A Common Stock
2021-05-20$331.00/sh−1,000→ 4,287 total
Exercise/Conversion
ROKU, INC$ROKU
Class B Common Stock
2021-05-20$5.64/sh+1,000→ 1,000 total
Exercise/Conversion
ROKU, INC$ROKU
Employee Stock Option (Right to Buy)
2021-05-20$5.64/sh−1,000→ 9,833 total
Conversion
ROKU, INC$ROKU
Class B Common Stock
2021-05-20$5.64/sh−1,000→ 0 total
Conversion
ROKU, INC$ROKU
Class A Common Stock
2021-05-20$5.64/sh+1,000→ 5,287 total
Conversion
ROKU, INC$ROKU
Class A Common Stock
2021-05-18$2.28/sh+1,200→ 5,487 total
Sale
ROKU, INC$ROKU
Class A Common Stock
2021-05-18$324.00/sh−1,200→ 4,287 total
Exercise/Conversion
ROKU, INC$ROKU
Employee Stock Option (Right to Buy)
2021-05-18$2.28/sh−1,200→ 0 total
Exercise/Conversion
ROKU, INC$ROKU
Class B Common Stock
2021-05-18$2.28/sh+1,200→ 1,200 total
Conversion
ROKU, INC$ROKU
Class B Common Stock
2021-05-18$2.28/sh−1,200→ 0 total
Sale
ROKU, INC$ROKU
Class A Common Stock
2021-05-10$316.00/sh−1,000→ 4,287 total
Award
MODEL N, INC.
Common Stock
2021-02-19+4,251→ 50,339 total
Sale
ROKU, INC$ROKU
Class A Common Stock
2020-11-20$260.00/sh−2,500→ 5,287 total
Conversion
ROKU, INC$ROKU
Class A Common Stock
2020-11-20$2.28/sh+2,500→ 7,787 total
Exercise/Conversion
ROKU, INC$ROKU
Class B Common Stock
2020-11-20$2.28/sh+2,500→ 2,500 total
Exercise/Conversion
ROKU, INC$ROKU
Employee Stock Option (Right to Buy)
2020-11-20$2.28/sh−2,500→ 2,200 total
Conversion
ROKU, INC$ROKU
Class B Common Stock
2020-11-20$2.28/sh−2,500→ 0 total
Sale
ROKU, INC$ROKU
Class A Common Stock
2020-11-19$253.01/sh−2,500→ 5,287 total
Conversion
ROKU, INC$ROKU
Class A Common Stock
2020-11-19$2.28/sh+7,500→ 12,787 total
Sale
ROKU, INC$ROKU
Class A Common Stock
2020-11-19$249.06/sh−5,000→ 7,787 total
Exercise/Conversion
ROKU, INC$ROKU
Employee Stock Option (Right to Buy)
2020-11-19$2.28/sh−7,500→ 4,700 total
Exercise/Conversion
ROKU, INC$ROKU
Class B Common Stock
2020-11-19$2.28/sh+7,500→ 7,500 total
Conversion
ROKU, INC$ROKU
Class B Common Stock
2020-11-19$2.28/sh−7,500→ 0 total
Exercise/Conversion
ROKU, INC$ROKU
Employee Stock Option (Right to Buy)
2020-11-17$2.28/sh−7,500→ 12,200 total
Conversion
ROKU, INC$ROKU
Class B Common Stock
2020-11-17$2.28/sh−7,500→ 0 total
Exercise/Conversion
ROKU, INC$ROKU
Class B Common Stock
2020-11-17$2.28/sh+7,500→ 7,500 total
Conversion
ROKU, INC$ROKU
Class A Common Stock
2020-11-17$2.28/sh+7,500→ 12,787 total
Sale
ROKU, INC$ROKU
Class A Common Stock
2020-11-17$240.81/sh−5,000→ 7,787 total
Sale
ROKU, INC$ROKU
Class A Common Stock
2020-11-17$240.00/sh−2,500→ 5,287 total

Companies

Recent Filings

Address

C/O ELLIE MAE, INC. 4155 HOPYARD ROAD, SUITE 200

PLEASANTON, CA, 94588

View on SEC.gov