Sugarman Steven

CIK 00015045903 companiesSTAMFORD, CT

SEC Profile

Transactions

Companies

Filings

CIK

0001504590

Recent Transactions

50 trades

Exercise/Conversion
PATRIOT NATIONAL BANCORP INC$PNBK
Restricted Stock Units
2026-03-25+4,049,593
Exercise/Conversion
PATRIOT NATIONAL BANCORP INC$PNBK
Voting Common Stock
2026-03-25+2,089,043→ 2,089,043 total
Award
PATRIOT NATIONAL BANCORP INC$PNBK
Restricted Stock Units
2025-10-20+1,147,031→ 5,749,551 total
Exercise/Conversion
PATRIOT NATIONAL BANCORP INC$PNBK
Voting Common Stock
2025-10-16+2,000,000→ 9,019,978 total
Exercise/Conversion
PATRIOT NATIONAL BANCORP INC$PNBK
Non-Voting Common Stock
2025-10-16−2,000,000→ 0 total
Award
PATRIOT NATIONAL BANCORP INC$PNBK
Common Stock
2025-08-13+552,927→ 552,927 total
Conversion
PATRIOT NATIONAL BANCORP INC$PNBK
Series A Preferred Stock
2025-07-03−19,167→ 0 total
Conversion
PATRIOT NATIONAL BANCORP INC$PNBK
Non-Voting Common Stock
2025-07-03+1,533,333→ 1,533,333 total
Conversion
PATRIOT NATIONAL BANCORP INC$PNBK
Series A Preferred Stock
2025-07-03−5,833→ 0 total
Conversion
PATRIOT NATIONAL BANCORP INC$PNBK
Series A Preferred Stock
2025-07-03−19,167→ 5,833 total
Exercise/Conversion
PATRIOT NATIONAL BANCORP INC$PNBK
Non-Voting Common Stock
2025-07-03+1,533,333→ 1,533,333 total
Exercise/Conversion
PATRIOT NATIONAL BANCORP INC$PNBK
Non-Voting Common Stock
2025-07-03+466,667→ 2,000,000 total
Conversion
PATRIOT NATIONAL BANCORP INC$PNBK
Non-Voting Common Stock
2025-07-03+466,667→ 466,667 total
Conversion
PATRIOT NATIONAL BANCORP INC$PNBK
Series A Preferred Stock
2025-07-03−5,833→ 0 total
Purchase
PATRIOT NATIONAL BANCORP INC$PNBK
Common Stock
2025-03-20$0.75/sh+7,019,978→ 7,019,978 total
Award
PATRIOT NATIONAL BANCORP INC$PNBK
Restricted Stock Units
2025-03-20+4,049,593→ 4,049,593 total
Other
PATRIOT NATIONAL BANCORP INC$PNBK
Series A Preferred Stock
2025-03-20+5,833→ 25,000 total
Purchase
PATRIOT NATIONAL BANCORP INC$PNBK
Series A Preferred Stock
2025-03-20+19,167→ 19,167 total
Tax Payment
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2017-01-23$16.15/sh−121,935→ 213,567 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2016-08-17$21.95/sh+300→ 700 total
Sale
BANC OF CALIFORNIA, INC.$BANC
Warrant to Purchase Class B Non-Voting Common Stock
2016-08-17−480,000→ 480,000 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2016-08-17$21.97/sh+38→ 728 total
Tax Payment
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2016-05-10$19.33/sh−10,668→ 335,502 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2016-04-26+25,101→ 397,958 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2016-04-26+251,005→ 372,857 total
Tax Payment
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2016-04-26$19.92/sh−51,788→ 346,170 total
Award
BANC OF CALIFORNIA, INC.$BANC
Stock Appreciation Rights
2015-09-30+2,973→ 2,973 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-08-24$12.00/sh+10,000→ 75,736 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-08-21$12.22/sh+10,000→ 65,736 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-08-21$12.29/sh+5,000→ 45,736 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-06-17$13.61/sh+1,308→ 40,736 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-06-17$13.62/sh+1,692→ 39,428 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
8.00% Non-Cumulative Perpetual Preferred Stock, Series C
2015-06-17$27.13/sh+4,000→ 4,000 total
Tax Payment
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-04-01$12.33/sh−25,978→ 44,397 total
Tax Payment
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2015-03-04$11.08/sh−1,029→ 70,375 total
Award
BANC OF CALIFORNIA, INC.$BANC
Stock Appreciation Rights
2014-11-07+216,334→ 216,334 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-08-22$12.16/sh+650→ 690 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-08-22$12.17/sh+700→ 700 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-08-22$12.17/sh+2,700→ 10,200 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-04-01$11.90/sh+26.248→ 71,404 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-04-01+121,852→ 166,249 total
Tax Payment
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-03-04$12.73/sh−998→ 14,138.537 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2014-01-02$13.01/sh+45.242→ 71,404 total
Award
BANC OF CALIFORNIA, INC.$BANC
Stock Appreciation Right
2013-12-10+70,877→ 70,877 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2013-11-13$12.52/sh+2,500→ 7,500 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2013-10-01$13.41/sh+43.479→ 15,136.537 total
Purchase
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2013-08-27$13.18/sh+5,000→ 5,000 total
Award
BANC OF CALIFORNIA, INC.$BANC
Stock Appreciation Right
2013-07-02+15,275→ 104,091 total
Award
BANC OF CALIFORNIA, INC.$BANC
Stock Appreciation Right
2013-07-01+88,366→ 88,366 total
Award
BANC OF CALIFORNIA, INC.$BANC
Common Stock
2013-07-01$13.17/sh+43.88→ 15,136.537 total

Companies

Recent Filings

Address

C/O PATRIOT NATIONAL BANCORP, INC. 900 BEDFORD STREET

STAMFORD, CT, 06901

View on SEC.gov