Raffone Lawrence M.

CIK 00014868751 companyPALO ALTO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001486875

Recent Transactions

50 trades

Disposition to Issuer
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2018-07-19−126,442→ 0 total
Disposition to Issuer
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2018-07-19−155,445→ 0 total
Disposition to Issuer
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2018-07-19−69,380→ 0 total
Disposition to Issuer
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2018-07-19−87,485→ 0 total
Disposition to Issuer
Financial Engines, LLC
Restricted Stock Units
2018-07-19−42,701→ 0 total
Disposition to Issuer
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2018-07-19−236,074→ 0 total
Disposition to Issuer
Financial Engines, LLC
Restricted Stock Units
2018-07-19−35,554→ 0 total
Disposition to Issuer
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2018-07-19−39,420→ 0 total
Disposition to Issuer
Financial Engines, LLC
Common Stock
2018-07-19$45.00/sh−94,387→ 0 total
Disposition to Issuer
Financial Engines, LLC
Restricted Stock Units
2018-07-19−8,352→ 0 total
Disposition to Issuer
Financial Engines, LLC
Restricted Stock Units
2018-07-19−54,942→ 0 total
Disposition to Issuer
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2018-07-19−9,640→ 0 total
Disposition to Issuer
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2018-07-19−32,688→ 0 total
Disposition to Issuer
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2018-07-19−202,378→ 0 total
Award
Financial Engines, LLC
Restricted Stock Units
2018-02-27+54,942→ 54,942 total
Award
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2018-02-27+155,445→ 155,445 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2018-02-26−3,017→ 0 total
Tax Payment
Financial Engines, LLC
Common Stock
2018-02-26$35.90/sh−5,268→ 94,387 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2018-02-26+3,017→ 77,151 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2018-02-26−21,350→ 42,701 total
Tax Payment
Financial Engines, LLC
Common Stock
2018-02-26$35.90/sh−9,491→ 87,804 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2018-02-26−11,851→ 35,554 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2018-02-26+11,851→ 99,655 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2018-02-26+21,350→ 97,295 total
Tax Payment
Financial Engines, LLC
Common Stock
2018-02-26$35.90/sh−1,206→ 75,945 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2018-02-22+10,764→ 77,304 total
Tax Payment
Financial Engines, LLC
Common Stock
2018-02-22$29.95/sh−3,170→ 74,134 total
Exercise/Conversion
Financial Engines, LLC
Performance Stock Units
2018-02-22−10,764→ 0 total
Purchase
Financial Engines, LLC
Common Stock
2017-12-07$28.54/sh+15,000→ 66,540 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2017-11-11−8,352→ 8,352 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-11-11+8,352→ 55,470 total
Tax Payment
Financial Engines, LLC
Common Stock
2017-11-11$26.95/sh−3,930→ 51,540 total
Sale
Financial Engines, LLC
Common Stock
2017-04-03$43.31/sh−10,000→ 47,118 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-04-03$6.51/sh+10,000→ 57,118 total
Exercise/Conversion
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2017-04-03−10,000→ 9,640 total
Sale
Financial Engines, LLC
Common Stock
2017-03-01$45.34/sh−10,000→ 47,118 total
Exercise/Conversion
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2017-03-01−10,000→ 19,640 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-03-01$6.51/sh+10,000→ 57,118 total
Award
Financial Engines, LLC
Restricted Stock Units
2017-02-28+47,405→ 47,405 total
Award
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2017-02-28+126,442→ 126,442 total
Tax Payment
Financial Engines, LLC
Common Stock
2017-02-26$42.45/sh−1,420→ 35,814 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-02-26+21,350→ 57,164 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2017-02-26−21,350→ 64,051 total
Tax Payment
Financial Engines, LLC
Common Stock
2017-02-26$42.45/sh−10,046→ 47,118 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-02-26+3,016→ 37,234 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2017-02-26−3,016→ 3,017 total
Sale
Financial Engines, LLC
Common Stock
2017-02-01$38.25/sh−10,000→ 34,218 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-02-01$6.51/sh+10,000→ 44,218 total
Exercise/Conversion
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2017-02-01−10,000→ 29,640 total
Exercise/Conversion
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2017-01-03−10,000→ 39,640 total

Companies

Financial Engines, LLC
See Remarks

Recent Filings

Address

1804 EMBARCADERO ROAD

PALO ALTO, CA, 94303

View on SEC.gov