Anderson Rick D

CIK 00014459994 companiesAUSTIN, TX

SEC Profile

Transactions

Companies

Filings

CIK

0001445999

Recent Transactions

41 trades

Disposition to Issuer
Silk Road Medical Inc
Common Stock
2024-09-17−11,966→ 0 total
Award
Silk Road Medical Inc
Common Stock
2024-06-18+5,859→ 11,966 total
Award
Silk Road Medical Inc
Common Stock
2023-06-21+4,691→ 6,107 total
Award
Silk Road Medical Inc
Option (right to buy)
2023-06-21+1,840→ 1,840 total
Award
Apollo Endosurgery, Inc.
Stock Option (Right to Buy)
2022-06-14+19,333→ 19,333 total
Award
Apollo Endosurgery, Inc.
Common Stock
2022-06-14+14,224→ 113,484 total
Award
Silk Road Medical Inc
Option (right to buy)
2022-06-09+1,662→ 1,662 total
Award
Silk Road Medical Inc
Option (right to buy)
2022-06-09+5,195→ 5,195 total
Award
Silk Road Medical Inc
Common Stock
2022-06-09+846→ 1,416 total
Award
Apollo Endosurgery, Inc.
Non-Qualified Stock Option (right to buy)
2021-06-17$8.86/sh+5,271→ 5,271 total
Award
Apollo Endosurgery, Inc.
Common Stock
2021-06-17+3,888→ 53,565 total
Award
Silk Road Medical Inc
Common Stock
2021-06-17+570→ 570 total
Award
Silk Road Medical Inc
Option (right to buy)
2021-06-17+2,829→ 2,829 total
Award
Silk Road Medical Inc
Option (right to buy)
2021-06-17+4,066→ 4,066 total
Award
Silk Road Medical Inc
Option (right to buy)
2020-11-05+887→ 887 total
Award
Silk Road Medical Inc
Option (right to buy)
2020-10-01+5,804→ 5,804 total
Other
Apollo Endosurgery, Inc.
Common Stock
2017-11-15−12,669→ 0 total
Other
Apollo Endosurgery, Inc.
Common Stock
2017-11-15−1,266,909→ 0 total
Other
Apollo Endosurgery, Inc.
Common Stock
2017-11-15+4,223→ 49,677 total
Other
Apollo Endosurgery, Inc.
Common Stock
2017-11-15+12,669→ 12,669 total
Purchase
Apollo Endosurgery, Inc.
Common Stock
2017-09-12$3.85/sh+135,000→ 1,266,909 total
Purchase
Apollo Endosurgery, Inc.
Common Stock
2017-09-05$4.04/sh+41,000→ 1,131,909 total
Purchase
Apollo Endosurgery, Inc.
Common Stock
2017-07-25$5.50/sh+1,090,909→ 5,243,372 total
Purchase
Apollo Endosurgery, Inc.
Common Stock
2017-07-25$5.50/sh+45,454→ 45,454 total
Purchase
Apollo Endosurgery, Inc.
Common Stock
2017-07-25$5.50/sh+1,090,909→ 1,090,909 total
Other
Apollo Endosurgery, Inc.
Common Stock
2016-12-29+2,199,186→ 2,199,186 total
Other
Apollo Endosurgery, Inc.
Common Stock
2016-12-29+605,712→ 605,712 total
Other
Apollo Endosurgery, Inc.
Common Stock
2016-12-29+1,347,565→ 1,347,565 total
Other
Apollo Endosurgery, Inc.
Common Stock
2016-12-29+1,347,565→ 1,347,565 total
Other
Apollo Endosurgery, Inc.
Common Stock
2016-12-29+2,199,186→ 2,199,186 total
Other
Apollo Endosurgery, Inc.
Common Stock
2016-12-29+605,712→ 605,712 total
Other
Intersect ENT, Inc.
Common Stock
2015-01-19−644,242→ 1,932,724 total
Award
Intersect ENT, Inc.
Stock Option (right to buy)
2014-09-04+12,500→ 12,500 total
Conversion
Intersect ENT, Inc.
Common Stock
2014-07-29+974,025→ 974,025 total
Conversion
Intersect ENT, Inc.
Common Stock
2014-07-29+404,311→ 2,576,966 total
Conversion
Intersect ENT, Inc.
Series B Convertible Preferred Stock
2014-07-29−974,025→ 0 total
Conversion
Intersect ENT, Inc.
Common Stock
2014-07-29+1,198,630→ 2,172,655 total
Conversion
Intersect ENT, Inc.
Series D Convertible Preferred Stock
2014-07-29−404,311→ 0 total
Conversion
Intersect ENT, Inc.
Series C Convertible Preferred Stock
2014-07-29−1,198,630→ 0 total
Award
INSITE VISION INC
Stock Option (right to buy)
2010-12-20+150,000→ 150,000 total
Award
INSITE VISION INC
Stock Option (right to buy)
2009-12-16−150,000→ 150,000 total

Companies

Recent Filings

Address

C/O PTV SCIENCES, L.P. 221 WEST 6TH STREET, SUITE 700

AUSTIN, TX, 78701

View on SEC.gov