Warma Neil K

CIK 00014379112 companiesTHE WOODLANDS, TX

SEC Profile

Transactions

Companies

Filings

CIK

0001437911

Recent Transactions

36 trades

Award
ProMIS Neurosciences Inc.$PMN
Option (right to buy)
2025-09-22+600,000→ 600,000 total
Award
ProMIS Neurosciences Inc.$PMN
Option (right to buy)
2024-10-08+490,338→ 1,842,739 total
Award
ProMIS Neurosciences Inc.$PMN
Option (right to buy)
2024-10-08+1,144,122→ 1,352,455 total
Award
ProMIS Neurosciences Inc.$PMN
Option (right to buy)
2024-01-02+200,000→ 208,333 total
Award
Acer Therapeutics Inc.
Employee Stock Option (Right to Buy)
2016-05-16+50,000→ 50,000 total
Exercise/Conversion
Acer Therapeutics Inc.
Subscription Rights (Right to Buy)
2015-04-08−37,247→ 0 total
Exercise/Conversion
Acer Therapeutics Inc.
Common Stock
2015-04-08+37,247→ 144,881 total
Exercise/Conversion
Acer Therapeutics Inc.
Warrants (Right to Buy)
2015-04-08+37,247→ 37,247 total
Award
Acer Therapeutics Inc.
Employee Stock Option (Right to Buy)
2015-03-02+120,000→ 120,000 total
Purchase
Acer Therapeutics Inc.
Common Stock
2014-09-16$1.11/sh+10,000→ 107,634 total
Award
Acer Therapeutics Inc.
Common Stock
2014-02-28+51,748→ 97,634 total
Award
Acer Therapeutics Inc.
Employee Stock Option (Right to Buy)
2014-02-28+316,250→ 316,250 total
Award
Acer Therapeutics Inc.
Common Stock
2013-11-08+28,571→ 45,886 total
Award
Acer Therapeutics Inc.
Employee Stock Option (right to buy)
2013-11-08+50,000→ 50,000 total
Conversion
Acer Therapeutics Inc.
Convertible Promissory Note
2013-09-24→ 0 total
Conversion
Acer Therapeutics Inc.
Common Stock
2013-09-24$1.91/sh+8,076→ 17,315 total
Award
Acer Therapeutics Inc.
Common Stock
2013-06-30$1.54/sh+581→ 9,239 total
Award
Acer Therapeutics Inc.
Common Stock
2013-04-29+28,571→ 37,229 total
Award
Acer Therapeutics Inc.
Employee Stock Option (right to buy)
2013-04-29+50,000→ 50,000 total
Award
Acer Therapeutics Inc.
Employee Stock Option (right to buy)
2013-02-04+95,970→ 95,970 total
Award
Acer Therapeutics Inc.
Employee Stock Option (right to buy)
2013-02-04+95,970→ 95,970 total
Award
Acer Therapeutics Inc.
Common Stock Warrant (Right to Buy)
2013-01-29+688→ 688 total
Award
Acer Therapeutics Inc.
Common Stock
2012-12-31$1.33/sh+600→ 8,658 total
Award
Acer Therapeutics Inc.
Employee Stock Option (right to buy)
2012-09-12+43,623→ 43,623 total
Award
Acer Therapeutics Inc.
Common Stock Warrant (Right to Buy)
2012-07-25+14,063→ 14,063 total
Award
Acer Therapeutics Inc.
Convertible Promissory Note
2012-07-25→ 150 total
Award
Acer Therapeutics Inc.
Employee Stock Option (right to buy)
2012-01-06+174,493→ 174,493 total
Award
Acer Therapeutics Inc.
Employee Stock Option (right to buy)
2011-01-04+75,000→ 75,000 total
Purchase
Acer Therapeutics Inc.
Common Stock
2010-06-14$1.62/sh+5,000→ 32,234 total
Purchase
Acer Therapeutics Inc.
Common Stock
2010-06-11$1.64/sh+3,000→ 27,234 total
Conversion
Acer Therapeutics Inc.
Common Stock
2010-06-09$0.50/sh+21,213→ 24,234 total
Conversion
Acer Therapeutics Inc.
10% Convertible Promissory Note due April 14, 2011
2010-06-09→ 0 total
Award
Acer Therapeutics Inc.
Employee Stock Option (right to buy)
2009-11-30+100,000→ 100,000 total
Award
Acer Therapeutics Inc.
Convertible Promissory Note
2009-04-14$0.50/sh+20,000→ 423,021 total
Award
Acer Therapeutics Inc.
Common Stock Warrant (right to buy)
2009-04-14$0.75/sh+10,000→ 433,021 total
Award
Acer Therapeutics Inc.
Common Stock Option (right to buy)
2009-01-16+150,000→ 403,021 total

Companies

Recent Filings

Address

2635 N. CRESCENT RIDGE DRIVE

THE WOODLANDS, TX, 77381

View on SEC.gov