Neuhauser James C

CIK 00014371653 companiesARLINGTON, VA

SEC Profile

Transactions

Companies

Filings

CIK

0001437165

Recent Transactions

50 trades

Award
Fat Brands, Inc$FAT
Class A Common Stock
2022-08-02+10,000→ 198,037 total
Award
Fat Brands, Inc$FAT
Class A Common Stock
2022-07-12+100,000→ 188,037 total
Award
Fat Brands, Inc$FAT
Stock option (right to buy)
2021-10-19+30,636→ 30,636 total
Sale
Fat Brands, Inc$FAT
Series B Cumulative Preferred Stock
2021-08-26$22.07/sh−14,685→ 0 total
Sale
Fat Brands, Inc$FAT
Series B Cumulative Preferred Stock
2021-08-25$22.46/sh−5,000→ 14,685 total
Sale
Fat Brands, Inc$FAT
Series B Cumulative Preferred Stock
2021-08-24$22.62/sh−5,000→ 19,685 total
Other
Fat Brands, Inc$FAT
Series B Cumulative Preferred Stock
2020-12-23+20,424→ 24,685 total
Award
Fat Brands, Inc$FAT
Stock Option
2020-10-13+30,636→ 30,636 total
Award
Fat Brands, Inc$FAT
COMMON STOCK
2020-08-04+17,964→ 88,037 total
Disposition to Issuer
Fat Brands, Inc$FAT
WARRANT TO PURCHASE COMMON STOCK
2020-07-16−2,400→ 0 total
Award
Fat Brands, Inc$FAT
SERIES B CUMULATIVE PREFERRED STOCK
2020-07-16+261→ 4,261 total
Award
Fat Brands, Inc$FAT
WARRANT TO PURCHASE COMMON STOCK
2020-07-16+20,000→ 20,000 total
Award
Fat Brands, Inc$FAT
COMMON STOCK
2020-05-12+4,559→ 70,073 total
Award
Fat Brands, Inc$FAT
COMMON STOCK
2020-02-11+3,272→ 65,514 total
Award
Fat Brands, Inc$FAT
COMMON STOCK
2019-11-14+2,732→ 62,242 total
Purchase
Fat Brands, Inc$FAT
SERIES B CUMUALTIVE PREFERRED STOCK
2019-10-03+4,000→ 4,000 total
Purchase
Fat Brands, Inc$FAT
WARRANT TO PURCHASE COMMON STOCK
2019-10-03+2,400→ 2,400 total
Award
Fat Brands, Inc$FAT
COMMON STOCK
2019-09-24+2,857→ 59,510 total
Award
Fat Brands, Inc$FAT
Stock Option
2019-09-24+15,318→ 15,318 total
Award
Fat Brands, Inc$FAT
Stock Option
2019-09-24+15,000→ 15,000 total
Purchase
Fat Brands, Inc$FAT
COMMON STOCK
2019-06-13$4.18/sh+5,000→ 56,653 total
Purchase
Fat Brands, Inc$FAT
COMMON STOCK
2019-06-12$4.07/sh+6,000→ 51,653 total
Award
Fat Brands, Inc$FAT
COMMON STOCK
2019-05-21+3,236→ 45,653 total
Purchase
Fat Brands, Inc$FAT
COMMON STOCK
2019-02-28$5.64/sh+298→ 41,886 total
Purchase
Fat Brands, Inc$FAT
COMMON STOCK
2019-02-22$5.85/sh+2,564→ 41,588 total
Award
Fat Brands, Inc$FAT
COMMON STOCK
2019-02-22+2,564→ 41,588 total
Award
Fat Brands, Inc$FAT
Stock Options
2018-12-10+15,000→ 30,000 total
Purchase
Fat Brands, Inc$FAT
COMMON STOCK
2018-12-10$5.39/sh+2,783→ 39,024 total
Purchase
Fat Brands, Inc$FAT
COMMON STOCK
2018-11-21$6.25/sh+5,000→ 36,241 total
Disposition to Issuer
PHH CORP
Common Stock
2018-10-04−7,942→ 0 total
Purchase
Fat Brands, Inc$FAT
COMMON STOCK
2018-09-20$8.59/sh+1,747→ 31,241 total
Purchase
Fat Brands, Inc$FAT
COMMON STOCK
2018-06-15$7.90/sh+9,494→ 29,494 total
Purchase
Fat Brands, Inc$FAT
COMMON STOCK
2018-05-16$6.91/sh+10,000→ 20,000 total
Purchase
Fat Brands, Inc$FAT
COMMON STOCK
2018-05-15$6.56/sh+4,000→ 10,000 total
Purchase
Fat Brands, Inc$FAT
COMMON STOCK
2018-05-14$6.58/sh+6,000→ 6,000 total
Award
PHH CORP
Common Stock
2017-06-28+7,942→ 7,942 total
Award
FBR & Co.
Common stock
2016-05-05+30,629→ 129,139 total
Tax Payment
FBR & Co.
Common Stock
2016-05-05$18.62/sh−15,591→ 113,548 total
Award
FBR & Co.
Common stock
2016-02-10+3,027→ 98,353 total
Tax Payment
FBR & Co.
Common stock
2016-02-08$16.28/sh−13,872→ 95,326 total
Tax Payment
FBR & Co.
Common stock
2016-02-05$16.66/sh−5,243→ 109,198 total
Exercise/Conversion
FBR & Co.
Employee Stock Option (Right to Buy)
2015-07-31−1,666→ 0 total
Exercise/Conversion
FBR & Co.
Common stock
2015-07-31$16.88/sh+1,666→ 3,195 total
Tax Payment
FBR & Co.
Common stock
2015-07-31$23.50/sh−1,363→ 1,832 total
Exercise/Conversion
FBR & Co.
Common stock
2015-07-17$22.44/sh+40,000→ 152,197 total
Exercise/Conversion
FBR & Co.
Employee Stock Option (Right to Buy)
2015-07-17−40,000→ 0 total
Tax Payment
FBR & Co.
Common stock
2015-07-17$24.53/sh−37,830→ 114,367 total
Disposition to Issuer
FBR & Co.
Common stock
2015-04-29$21.41/sh−20,000→ 112,197 total
Tax Payment
FBR & Co.
Common stock
2015-02-23$24.06/sh−3,404→ 130,802 total
Award
FBR & Co.
Common stock
2015-02-10+2,950→ 134,206 total

Companies

Recent Filings

Address

1001 NINETEENTH STREET NORTH

ARLINGTON, VA, 22209

View on SEC.gov