Williams Thomas A.

CIK 00014131984 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001413198

Recent Transactions

35 trades

Award
Cartesian, Inc.
Common Stock
2017-07-25+12,500→ 32,500 total
Award
Cartesian, Inc.
Common Stock
2016-07-26+20,000→ 20,000 total
Tax Payment
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2015-11-30$13.69/sh−116,707→ 546,931 total
Tax Payment
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2015-03-05$12.46/sh−18,497→ 663,638 total
Tax Payment
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2014-12-01$13.59/sh−51,121→ 682,135 total
Award
Fidelity & Guaranty Life
Common Stock
2014-12-01+2,562→ 21,896 total
Award
Fidelity & Guaranty Life
Stock Option (right to buy)
2014-12-01+2,205→ 2,205 total
Tax Payment
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2014-11-25$13.36/sh−20,263→ 733,256 total
Award
Spectrum Brands Holdings, Inc.$SPB
Employee Stock Option (Right to Buy)
2014-11-25+122,344→ 122,344 total
Award
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2014-11-25+278,542→ 753,519 total
Award
Fidelity & Guaranty Life
Common Stock
2014-10-06+3,559→ 19,334 total
Exercise/Conversion
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2014-03-18$4.81/sh+1,169→ 476,146 total
Sale
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2014-03-18$13.00/sh−1,169→ 474,977 total
Exercise/Conversion
Spectrum Brands Holdings, Inc.$SPB
Employee Stock Option
2014-03-18−1,169→ 0 total
Sale
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2014-03-17$12.98/sh−33,831→ 474,977 total
Exercise/Conversion
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2014-03-17$4.81/sh+33,831→ 508,808 total
Exercise/Conversion
Spectrum Brands Holdings, Inc.$SPB
Employee Stock Option
2014-03-17−33,831→ 1,169 total
Sale
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2014-02-24$11.44/sh−53,185→ 474,977 total
Award
Fidelity & Guaranty Life
Common Stock
2013-12-18+12,025→ 15,775 total
Award
Fidelity & Guaranty Life
Common Stock
2013-12-18+3,750→ 3,750 total
Award
Fidelity & Guaranty Life
Employee Stock Option (right to buy)
2013-12-18+3,408→ 3,408 total
Award
Spectrum Brands Holdings, Inc.$SPB
Employee Stock Option (right to buy)
2013-12-02+152,386→ 152,386 total
Award
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2013-12-02+328,621→ 528,162 total
Award
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2013-11-29+50,949→ 225,959 total
Tax Payment
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2013-11-29$12.00/sh−30,856→ 175,010 total
Tax Payment
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2013-11-29$12.00/sh−26,418→ 199,541 total
Exercise/Conversion
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2013-11-27$4.81/sh+35,000→ 240,866 total
Sale
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2013-11-27$12.00/sh−35,000→ 205,866 total
Exercise/Conversion
Spectrum Brands Holdings, Inc.$SPB
Employee Stock Option
2013-11-27−35,000→ 0 total
Sale
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2013-04-30$9.00/sh−32,093→ 205,866 total
Award
Spectrum Brands Holdings, Inc.$SPB
Employee Stock Option (right to buy)
2012-11-29+100,821→ 100,821 total
Award
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2012-11-29+215,376→ 265,376 total
Tax Payment
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2012-11-29$8.52/sh−27,417→ 237,959 total
Award
Spectrum Brands Holdings, Inc.$SPB
Employee Stock Option (right to buy)
2012-05-14+140,000→ 140,000 total
Award
Spectrum Brands Holdings, Inc.$SPB
Common Stock
2012-05-14+50,000→ 50,000 total

Companies

Recent Filings

Address

C/O HARBINGER GROUP INC. 450 PARK AVENUE, 27TH FLOOR

NEW YORK, NY, 10022

View on SEC.gov