Brown Stephanie L

CIK 00014053641 companyBOSTON, MA

SEC Profile

Transactions

Companies

Filings

CIK

0001405364

Recent Transactions

30 trades

Award
LPL Financial Holdings Inc.$LPLA
Common Stock, par value $0.001 per share
2013-02-22+3,417→ 545,787.8 total
Award
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2013-02-22+21,106→ 21,106 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2013-01-29$34.00/sh−10,349→ 542,370.8 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2013-01-29$33.00/sh−11,000→ 552,719.8 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2013-01-28$32.00/sh−10,349→ 563,719.8 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2013-01-09$30.00/sh−10,350→ 574,068.8 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-11-23$27.00/sh−32,056→ 584,418.8 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-11-01$29.17/sh−5,122→ 616,474.8 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-10-31$29.02/sh−1,008→ 621,596.8 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-06-29$33.83/sh−11,000→ 622,604.8 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-05-10$22.08/sh+14,498→ 633,604.8 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2012-05-10−14,498→ 25,502 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-04-10$37.36/sh−11,000→ 619,106.8 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-04-10$37.26/sh−14,000→ 630,106.8 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-02-22+60,843→ 666,827.8 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Restricted Stock Units
2012-02-22−60,843→ 0 total
Tax Payment
LPL Financial Holdings Inc.$LPLA
Common Stock
2012-02-22$32.60/sh−22,721→ 644,106.8 total
Award
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2012-02-09+25,502→ 25,502 total
Gift
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-11-17$28.48/sh−75,000→ 605,984.8 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2011-07-06$35.00/sh−17,057→ 680,984.8 total
Purchase
LPL Financial Holdings Inc.$LPLA
Option to Purchase Common Stock
2010-12-22+40,000→ 40,000 total
Gift
LPL Financial Holdings Inc.$LPLA
Common Stock
2010-12-22$34.61/sh−15,000→ 698,041.8 total
Sale
LPL Financial Holdings Inc.$LPLA
Common Stock
2010-11-17$30.00/sh−125,831→ 713,041.8 total
Gift
LPL Financial Holdings Inc.$LPLA
Common Stock
2009-12-31−217,202→ 838,872.8 total
Gift
LPL Financial Holdings Inc.$LPLA
Common Stock
2009-12-15−40,910→ 1,056,074.8 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Common Stock
2009-09-21$1.07/sh+64,680→ 1,096,984.8 total
Exercise/Conversion
LPL Financial Holdings Inc.$LPLA
Stock Options
2009-09-21−64,680→ 0 total
Purchase
LPL Financial Holdings Inc.$LPLA
Option to purchase common stock
2009-09-14+40,000→ 40,000 total
Other
LPL Financial Holdings Inc.$LPLA
Stock Options
2008-12-31−64,680→ 64,680 total
Other
LPL Financial Holdings Inc.$LPLA
Restricted Stock Units
2008-12-31+60,843→ 60,843 total

Companies

LPL Financial Holdings Inc.
Managing Director, GC
$LPLA

Recent Filings

Address

C/O LPL INVESTMENT HOLDINGS INC. ONE BEACON STREET, FLOOR 22

BOSTON, MA, 02108

View on SEC.gov