Bhaumik Sam

CIK 00013952262 companiesPALO ALTO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001395226

Recent Transactions

46 trades

Disposition to Issuer
SQUARE 1 FINANCIAL INC
Stock Option (Right to Buy)
2015-10-06−24,000→ 0 total
Disposition to Issuer
SQUARE 1 FINANCIAL INC
Restricted Stock Units
2015-10-06−9,435→ 0 total
Disposition to Issuer
SQUARE 1 FINANCIAL INC
Class A Common Stock
2015-10-06−15,903→ 0 total
Disposition to Issuer
SQUARE 1 FINANCIAL INC
Class A Common Stock
2015-10-06−34,467→ 0 total
Exercise/Conversion
SQUARE 1 FINANCIAL INC
Stock Option (Right to Buy)
2015-08-31−18,000→ 24,000 total
Exercise/Conversion
SQUARE 1 FINANCIAL INC
Class A Common Stock
2015-08-31$6.00/sh+18,000→ 34,467 total
Exercise/Conversion
SQUARE 1 FINANCIAL INC
Stock Option (Right to Buy)
2015-08-28−18,000→ 42,000 total
Exercise/Conversion
SQUARE 1 FINANCIAL INC
Class A Common Stock
2015-08-28$6.00/sh+18,000→ 20,778 total
Tax Payment
SQUARE 1 FINANCIAL INC
Class A Common Stock
2015-08-28$25.05/sh−4,311→ 16,467 total
Tax Payment
SQUARE 1 FINANCIAL INC
Class A Common Stock
2015-03-03$26.00/sh−375→ 25,338 total
Award
SQUARE 1 FINANCIAL INC
Class A Common Stock
2015-03-02+1,626→ 25,917 total
Tax Payment
SQUARE 1 FINANCIAL INC
Class A Common Stock
2015-03-02$27.68/sh−204→ 25,713 total
Other
SQUARE 1 FINANCIAL INC
Class A Common Stock
2014-11-15+3,667→ 16,302 total
Other
SQUARE 1 FINANCIAL INC
Class A Common Stock
2014-11-15−3,667→ 7,333 total
Tax Payment
SQUARE 1 FINANCIAL INC
Class A Common Stock
2014-11-15$21.43/sh−1,379→ 14,923 total
Purchase
SQUARE 1 FINANCIAL INC
Class A Common Stock
2014-03-27$18.00/sh+2,778→ 2,778 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-09-17$9.38/sh−230→ 196,274 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-09-16$9.38/sh−459→ 196,504 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-08-17$9.19/sh−230→ 196,963 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-08-16$9.11/sh−459→ 197,193 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-08-15$9.23/sh−276→ 197,652 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-07-17$10.33/sh−230→ 27,414 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-07-16$10.33/sh−459→ 27,644 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-06-17$10.28/sh−230→ 196,256 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-06-16$10.34/sh−459→ 196,486 total
Sale
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-05-31$10.77/sh−20,000→ 196,945 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-05-17$10.37/sh−230→ 216,945 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-05-16$10.35/sh−459→ 217,175 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-04-17$10.33/sh−230→ 217,634 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-04-16$10.33/sh−459→ 217,864 total
Award
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-03-30+45,000→ 218,323 total
Exercise/Conversion
Hercules Capital, Inc.$HTGC
Option to Purchase Common Stock
2010-12-21−34,316→ 30,684 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2010-12-21$10.38/sh−18,665→ 171,539 total
Exercise/Conversion
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2010-12-21$4.21/sh+34,316→ 190,204 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2010-12-17$10.10/sh−230→ 153,218 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2010-11-17$10.19/sh−230→ 153,448 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2010-05-27$8.97/sh+500→ 148,266 total
Award
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2010-03-16+60,000→ 146,281 total
Sale
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2010-03-10$10.25/sh−3,500→ 86,281 total
Award
Hercules Capital, Inc.$HTGC
Common Stock $0.001
2009-12-31+292→ 89,782 total
Sale
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2009-12-23$10.41/sh−5,000→ 89,490 total
Award
Hercules Capital, Inc.$HTGC
Options to Purchase Common Stock
2009-03-17+65,000→ 292,533 total
Award
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2009-03-17+30,000→ 78,983 total
Award
Hercules Capital, Inc.$HTGC
Options to Purchase Common Stock
2008-07-30+6,000→ 227,533 total
Award
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2008-07-30+3,000→ 47,383 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2008-05-16$10.13/sh+500→ 44,383 total

Companies

Recent Filings

Address

C/O HERCULES TECHNOLOGY GROWTH CAPITAL 400 HAMILTON AVENUE

PALO ALTO, CA, 94301

View on SEC.gov