Rueckert William Dodge

CIK 00013800164 companiesCHARLOTTE, NC

SEC Profile

Transactions

Companies

Filings

CIK

0001380016

Recent Transactions

45 trades

Conversion
DELCATH SYSTEMS, INC.$DCTH
Series E Convertible Preferred Stock
2020-05-08−60→ 0 total
Conversion
DELCATH SYSTEMS, INC.$DCTH
Common Stock
2020-05-08+6,000→ 6,014 total
Purchase
DELCATH SYSTEMS, INC.$DCTH
Series E Convertible Preferred Stock
2019-07-15$1000.00/sh+60→ 60 total
Purchase
DELCATH SYSTEMS, INC.$DCTH
Common Stock Warrant (Right to Buy)
2019-07-15+1,000,000→ 1,000,000 total
Award
Lite Strategy, Inc.$LITS
Stock Option (Right to Buy)
2019-07-01+40,000→ 40,000 total
Award
DELCATH SYSTEMS, INC.$DCTH
Stock Options
2019-02-01+100,000→ 100,000 total
Purchase
DELCATH SYSTEMS, INC.$DCTH
COMMON STOCK
2018-09-28$1.75/sh+6,500→ 7,926 total
Purchase
DELCATH SYSTEMS, INC.$DCTH
Common Stock
2018-07-31$2.53/sh+394→ 1,820 total
Purchase
DELCATH SYSTEMS, INC.$DCTH
Common Stock
2018-07-31$2.55/sh+1,425→ 1,426 total
Purchase
DELCATH SYSTEMS, INC.$DCTH
Common Stock
2018-07-31$2.50/sh+1,389→ 3,209 total
Award
Lite Strategy, Inc.$LITS
Stock Option (Right to Buy)
2018-07-12+40,000→ 40,000 total
Award
Lite Strategy, Inc.$LITS
Option to purchase shares of common stock
2017-07-06+40,000→ 122,730 total
Award
Lite Strategy, Inc.$LITS
Option to purchase shares of common stock
2016-07-29+40,000→ 86,924 total
Award
Lite Strategy, Inc.$LITS
Option to purchase shares of common stock
2015-07-28+20,000→ 46,924 total
Purchase
DELCATH SYSTEMS, INC.$DCTH
Common Stock
2015-07-22$0.48/sh+20,000→ 40,000 total
Award
DELCATH SYSTEMS, INC.$DCTH
Common Stock
2015-06-10+20,000→ 20,000 total
Award
DELCATH SYSTEMS, INC.$DCTH
Stock Option (Right to Buy)
2015-06-10+30,000→ 30,000 total
Award
DELCATH SYSTEMS, INC.$DCTH
Stock Option (right to buy)
2014-12-11+30,000→ 30,000 total
Award
Lite Strategy, Inc.$LITS
Option to purchase shares of common stock
2014-07-14+8,000→ 26,924 total
Award
Chelsea Therapeutics International, Ltd.
Stock Option (Right to Buy)
2014-01-22+35,000→ 35,000 total
Award
Lite Strategy, Inc.$LITS
Option to purchase shares of common stock
2013-07-15+6,730→ 18,924 total
Award
Chelsea Therapeutics International, Ltd.
Stock Option (Right to Buy)
2013-04-15+50,000→ 50,000 total
Award
Lite Strategy, Inc.$LITS
Option to purchase shares of common stock
2013-03-29+4,032→ 12,194 total
Award
Chelsea Therapeutics International, Ltd.
Stock Option (Right to Buy)
2013-01-07+35,000→ 35,000 total
Other
Lite Strategy, Inc.$LITS
Warrants to purchase shares of common stock
2012-12-06+2,988,672→ 2,989,380 total
Other
Lite Strategy, Inc.$LITS
Warrants to purchase shares of common stock
2012-12-06+2,988,672→ 2,991,506 total
Award
Lite Strategy, Inc.$LITS
Options to purchase shares of common stock
2012-09-21+23,810→ 48,979 total
Award
Chelsea Therapeutics International, Ltd.
Stock Option (Right to Buy)
2012-07-23+35,000→ 35,000 total
Exercise of In-Money
Lite Strategy, Inc.$LITS
Warrants to purchase shares of common stock
2012-05-11$0.89/sh+708→ 708 total
Exercise of In-Money
Lite Strategy, Inc.$LITS
Subscription rights (right to buy)
2012-05-11−2,834→ 0 total
Exercise of In-Money
Lite Strategy, Inc.$LITS
Common stock, par value $0.00000002 per share
2012-05-11$5.34/sh+236→ 654 total
Exercise of In-Money
Lite Strategy, Inc.$LITS
Warrants to purchase common stock, par value $0.00000002
2012-05-11$7.14/sh+2,834→ 2,834 total
Exercise of In-Money
Lite Strategy, Inc.$LITS
Common stock, par value $0.00000002 per share
2012-05-11$0.89/sh+1,417→ 3,501 total
Exercise of In-Money
Lite Strategy, Inc.$LITS
Subscription rights (right to buy)
2012-05-11−2,834→ 0 total
Award
Chelsea Therapeutics International, Ltd.
Stock Option (Right to Buy)
2012-01-25+30,000→ 30,000 total
Award
Lite Strategy, Inc.$LITS
Options to purchase shares of common stock
2011-10-20+25,169→ 25,169 total
Award
Chelsea Therapeutics International, Ltd.
Stock Option (Right to Buy)
2011-01-11+30,000→ 30,000 total
Purchase
Chelsea Therapeutics International, Ltd.
Common Stock
2010-06-08$3.00/sh+5,000→ 5,000 total
Purchase
Chelsea Therapeutics International, Ltd.
Common Stock
2010-06-08$3.00/sh+5,000→ 5,000 total
Purchase
Chelsea Therapeutics International, Ltd.
Common Stock
2010-06-08$3.00/sh+5,000→ 5,000 total
Award
Chelsea Therapeutics International, Ltd.
Stock Option (Right to Buy)
2010-01-19+30,000→ 30,000 total
Purchase
Chelsea Therapeutics International, Ltd.
Common Stock
2009-12-21$2.19/sh+10,000→ 35,000 total
Purchase
Chelsea Therapeutics International, Ltd.
Common Stock
2009-12-18$2.20/sh+10,000→ 25,000 total
Purchase
Chelsea Therapeutics International, Ltd.
Common Stock
2009-12-17$2.20/sh+5,000→ 15,000 total
Award
Chelsea Therapeutics International, Ltd.
Stock Option (Right to Buy)
2009-07-23+35,000→ 35,000 total

Rueckert William Dodge

Recent Transactions

Companies

Recent Filings

Address