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LC
SEC Insider//CIK 0001375479

LC Capital Advisors LLC

CIK 00013754793 companiesNEW YORK, NY
SEC Profile

Transactions

50

Companies

3

Filings

7

CIK

0001375479

Recent Transactions

50 trades
  • Purchase
    CADIZ INC$CDZI

    Series 1 Preferred Stock

    2020-03-05+9,671→ 9,671 total
  • Sale
    CADIZ INC$CDZI

    7% Convertible Senior Notes due 2020

    2020-03-05−26,441,360.21→ 0 total
  • Conversion
    CADIZ INC$CDZI

    Common Stock

    2020-03-05$6.75/sh+2,504,434→ 3,263,926 total
  • Other
    CADIZ INC$CDZI

    7% Convertible Senior Notes due 2020

    2020-03-05+16,866,290.34→ 43,346,290.3 total
  • Conversion
    CADIZ INC$CDZI

    7% Convertible Senior Notes due 2020

    2020-03-05−16,904,930.13→ 26,441,360.2 total
  • Disposition to Issuer
    CADIZ INC$CDZI

    7% Convertible Senior Notes due 2018

    2015-12-10−26,480,000→ 0 total
  • Award
    CADIZ INC$CDZI

    7% Convertible Senior Notes due 2020

    2015-12-10+26,480,000→ 4,761,429 total
  • Sale
    CADIZ INC$CDZI

    7% Convertible Senior Notes due 2018

    2015-03-16−21,000→ 3,786,146.58 total
  • Sale
    CADIZ INC$CDZI

    7% Convertible Senior Notes due 2018

    2015-03-12−125,000→ 3,789,149.19 total
  • Sale
    CADIZ INC$CDZI

    7% Convertible Senior Notes due 2018

    2015-03-11−100,000→ 3,807,021.86 total
  • Sale
    CADIZ INC$CDZI

    7% Convertible Senior Notes due 2018

    2014-01-22→ 3,524,454.96 total
  • Sale
    CADIZ INC$CDZI

    7% Convertible Senior Notes due 2018

    2014-01-21→ 3,589,920.48 total
  • Conversion
    CADIZ INC$CDZI

    Convertible Term Loan Tranche B-1

    2013-03-05→ 0 total
  • Award
    CADIZ INC$CDZI

    7% Convertible Senior Notes due 2018

    2013-03-05→ 3,655,386 total
  • Conversion
    CADIZ INC$CDZI

    Convertible Term Loan Tranche B-3a

    2013-03-05→ 0 total
  • Conversion
    CADIZ INC$CDZI

    Convertible Term Loan Tranche A-2a

    2013-03-05→ 0 total
  • Conversion
    CADIZ INC$CDZI

    Convertible Term Loan Tranche C-1

    2013-03-05→ 0 total
  • Purchase
    CADIZ INC$CDZI

    Common Stock Warrants (right to buy)

    2012-10-30$20.00/sh+50,000→ 50,000 total
  • Purchase
    CADIZ INC$CDZI

    Common Stock Warrants (right to buy)

    2012-10-30$20.00/sh+50,000→ 50,000 total
  • Purchase
    ATS CORP

    Common Stock

    2010-10-22+0→ 4,736,324 total
  • Purchase
    ATS CORP

    Common Stock

    2010-10-22$2.85/sh+3,000→ 4,405,324 total
  • Purchase
    ATS CORP

    Common Stock

    2010-10-21$2.81/sh+6,000→ 4,402,324 total
  • Purchase
    ATS CORP

    Common Stock

    2010-10-21+0→ 4,733,324 total
  • Purchase
    CADIZ INC$CDZI

    Convertible Term Loan, Tranche B-1

    2010-10-19
  • Purchase
    ATS CORP

    Common Stock

    2010-10-19+0→ 4,727,324 total
  • Purchase
    ATS CORP

    Common Stock

    2010-10-19$2.85/sh+12,100→ 4,396,324 total
  • Expiration (Short)
    CADIZ INC$CDZI

    Convertible Term Loan, Tranche A-2

    2010-10-19→ 0 total
  • Purchase
    CADIZ INC$CDZI

    Convertible Term Loan, Tranche C-1

    2010-10-19
  • Purchase
    CADIZ INC$CDZI

    Convertible Term Loan, Tranche B-3a

    2010-10-19
  • Purchase
    CADIZ INC$CDZI

    Convertible Term Loan, Tranche A-2a

    2010-10-19
  • Expiration (Short)
    CADIZ INC$CDZI

    Convertible Term Loan, Tranche B

    2010-10-19→ 0 total
  • Purchase
    ATS CORP

    Common Stock

    2010-10-18$2.86/sh+29,888→ 4,384,224 total
  • Purchase
    ATS CORP

    Common Stock

    2010-10-18+0→ 4,715,224 total
  • Conversion
    CADIZ INC$CDZI

    Convertible Term Loan, Tranches A-2 and B

    2009-10-30−34,773,665→ 0 total
  • Other
    CADIZ INC$CDZI

    See footnote

    2009-10-30−388,675→ 11,105 total
  • Conversion
    CADIZ INC$CDZI

    Common Stock

    2009-10-30$35.00/sh+993,533→ 2,434,025 total
  • Conversion
    CADIZ INC$CDZI

    Convertible Term Loan, Tranche A-1

    2009-10-30−4,095,000→ 0 total
  • Conversion
    CADIZ INC$CDZI

    Common Stock

    2009-10-30$7.00/sh+585,000→ 1,440,492 total
  • Conversion
    CADIZ INC$CDZI

    Common Stock

    2009-10-30$35.00/sh+993,533→ 2,434,025 total
  • Conversion
    CADIZ INC$CDZI

    Convertible Term Loan, Tranche A-1

    2009-10-30−4,095,000→ 0 total
  • Conversion
    CADIZ INC$CDZI

    Convertible Term Loan, Tranches A-2 and B

    2009-10-30−34,773,665→ 0 total
  • Other
    CADIZ INC$CDZI

    See footnote

    2009-10-30−0→ 11,105 total
  • Purchase
    CADIZ INC$CDZI

    Common Stock

    2009-10-30+62,640→ 855,492 total
  • Purchase
    CADIZ INC$CDZI

    Common Stock

    2009-10-30+62,640→ 855,492 total
  • Conversion
    CADIZ INC$CDZI

    Common Stock

    2009-10-30$7.00/sh+585,000→ 1,440,492 total
  • Purchase
    CADIZ INC$CDZI

    Common Stock Warrants (right to buy)

    2009-10-28+20,880→ 20,880 total
  • Purchase
    CADIZ INC$CDZI

    Common Stock Warrants (right to buy)

    2009-10-28+20,880→ 20,880 total
  • Expiration (Short)
    CADIZ INC$CDZI

    Convertible Term Loan, Tranche A

    2009-06-04→ 0 total
  • Purchase
    CADIZ INC$CDZI

    Convertible Term Loan, Tranche A-2

    2009-06-04
  • Expiration (Short)
    CADIZ INC$CDZI

    Convertible Term Loan, Tranche B

    2009-06-04→ 0 total

Companies

3

Recent Filings

7

Address

C/O LAMPE, CONWAY & CO., LLC 680 FIFTH AVENUE, 12TH FLOOR

NEW YORK, NY, 10019-5429

View on SEC.gov