Advanced Equities Financial Corp

CIK 00013478072 companiesCHICAGO, IL

SEC Profile

Transactions

Companies

Filings

CIK

0001347807

Recent Transactions

20 trades

Conversion
PEREGRINE SEMICONDUCTOR CORP
Common Stock
2012-08-13+164,486→ 208,736 total
Conversion
PEREGRINE SEMICONDUCTOR CORP
Series D1 Preferred Stock
2012-08-13−262,255→ 0 total
Conversion
PEREGRINE SEMICONDUCTOR CORP
Common Stock
2012-08-13+44,250→ 44,250 total
Conversion
PEREGRINE SEMICONDUCTOR CORP
Common Stock
2012-08-13+611,898→ 820,634 total
Conversion
PEREGRINE SEMICONDUCTOR CORP
Common Stock
2012-08-13+224,377→ 1,045,011 total
Conversion
PEREGRINE SEMICONDUCTOR CORP
Common Stock
2012-08-13+262,255→ 2,657,244 total
Conversion
PEREGRINE SEMICONDUCTOR CORP
Series D1 Preferred Stock
2012-08-13−44,250→ 0 total
Conversion
PEREGRINE SEMICONDUCTOR CORP
Series D1 Preferred Stock
2012-08-13−164,486→ 0 total
Conversion
PEREGRINE SEMICONDUCTOR CORP
Series D1 Preferred Stock
2012-08-13−611,898→ 0 total
Conversion
PEREGRINE SEMICONDUCTOR CORP
Series D1 Preferred Stock
2012-08-13−224,377→ 0 total
Conversion
PEREGRINE SEMICONDUCTOR CORP
Common Stock
2012-08-13+1,245,628→ 2,290,639 total
Conversion
PEREGRINE SEMICONDUCTOR CORP
Common Stock
2012-08-13+104,350→ 2,394,989 total
Conversion
PEREGRINE SEMICONDUCTOR CORP
Series D1 Preferred Stock
2012-08-13−1,245,628→ 0 total
Conversion
PEREGRINE SEMICONDUCTOR CORP
Series D1 Preferred Stock
2012-08-13−104,350→ 0 total
Sale
MOTRICITY INC
Common Stock
2010-12-15$18.26/sh−196,441→ 455,892 total
Sale
MOTRICITY INC
Common Stock
2010-12-15$18.29/sh−219,588→ 455,892 total
Exercise of In-Money
MOTRICITY INC
Warrants
2010-12-01−426,264→ 8,768 total
Exercise of In-Money
MOTRICITY INC
Warrants
2010-11-13−103→ 435,032 total
Exercise of In-Money
MOTRICITY INC
Warrants
2010-11-12−1,554→ 435,135 total
Exercise of In-Money
MOTRICITY INC
Warrants
2010-11-01−2,688→ 436,689 total

Companies

Recent Filings

Address

311 S. WACKER DR. SUITE 1650

CHICAGO, IL, 60606

View on SEC.gov