KLEIN BRIAN KATZ

CIK 00013277224 companiesBELLEVUE, WA

SEC Profile

Transactions

Companies

Filings

CIK

0001327722

Recent Transactions

50 trades

Purchase
COLOMBIA ENERGY RESOURCES, INC.
Warrants to Purchase Common Stock
2013-03-08+8,381,725→ 8,381,725 total
Purchase
COLOMBIA ENERGY RESOURCES, INC.
Warrant to Purchase Common Stock
2011-06-01+525,000→ 630,000 total
Conversion
COLOMBIA ENERGY RESOURCES, INC.
Warrant to Purchase Common Stock
2011-06-01+105,000→ 105,000 total
Conversion
COLOMBIA ENERGY RESOURCES, INC.
10% Secured Convertible Note due June 30, 2012
2011-06-01→ 0 total
Conversion
COLOMBIA ENERGY RESOURCES, INC.
Warrant to Purchase Common Stock
2011-06-01+105,000→ 105,000 total
Conversion
COLOMBIA ENERGY RESOURCES, INC.
10% Secured Convertible Note due June 30, 2012
2011-06-01→ 0 total
Purchase
COLOMBIA ENERGY RESOURCES, INC.
Series A Convertible Preferred Stock
2011-06-01+1,500,000→ 1,800,000 total
Purchase
COLOMBIA ENERGY RESOURCES, INC.
Common Stock
2011-06-01$1.00/sh+1,785,714→ 2,980,133 total
Purchase
COLOMBIA ENERGY RESOURCES, INC.
Warrant to Purchase Common Stock
2011-06-01+525,000→ 630,000 total
Purchase
COLOMBIA ENERGY RESOURCES, INC.
Warrant to Purchase Common Stock
2011-06-01+525,000→ 630,000 total
Purchase
COLOMBIA ENERGY RESOURCES, INC.
Common Stock
2011-06-01$1.00/sh+1,785,714→ 2,980,133 total
Conversion
COLOMBIA ENERGY RESOURCES, INC.
10% Secured Convertible Note due June 30, 2012
2011-06-01→ 0 total
Purchase
COLOMBIA ENERGY RESOURCES, INC.
Series A Convertible Preferred Stock
2011-06-01+1,500,000→ 1,800,000 total
Purchase
COLOMBIA ENERGY RESOURCES, INC.
Common Stock
2011-06-01$1.00/sh+1,785,714→ 2,980,133 total
Purchase
COLOMBIA ENERGY RESOURCES, INC.
Series A Convertible Preferred Stock
2011-06-01+1,500,000→ 1,800,000 total
Conversion
COLOMBIA ENERGY RESOURCES, INC.
Series A Convertible Preferred Stock
2011-06-01+300,000→ 300,000 total
Conversion
COLOMBIA ENERGY RESOURCES, INC.
Series A Convertible Preferred Stock
2011-06-01+300,000→ 300,000 total
Conversion
COLOMBIA ENERGY RESOURCES, INC.
Series A Convertible Preferred Stock
2011-06-01+300,000→ 300,000 total
Purchase
COLOMBIA ENERGY RESOURCES, INC.
Warrant to Purchase Common Stock
2011-06-01+525,000→ 630,000 total
Conversion
COLOMBIA ENERGY RESOURCES, INC.
Series A Convertible Preferred Stock
2011-06-01+300,000→ 300,000 total
Purchase
COLOMBIA ENERGY RESOURCES, INC.
Series A Convertible Preferred Stock
2011-06-01+1,500,000→ 1,800,000 total
Conversion
COLOMBIA ENERGY RESOURCES, INC.
Warrant to Purchase Common Stock
2011-06-01+105,000→ 105,000 total
Conversion
COLOMBIA ENERGY RESOURCES, INC.
Warrant to Purchase Common Stock
2011-06-01+105,000→ 105,000 total
Conversion
COLOMBIA ENERGY RESOURCES, INC.
10% Secured Convertible Note due June 30, 2012
2011-06-01→ 0 total
Purchase
COLOMBIA ENERGY RESOURCES, INC.
Common Stock
2011-06-01$1.00/sh+1,785,714→ 2,980,133 total
Purchase
James River Coal CO
Common Stock
2008-12-23$12.01/sh+7,208→ 3,512,714 total
Purchase
James River Coal CO
Common Stock
2008-12-23$12.01/sh+7,208→ 3,512,714 total
Purchase
James River Coal CO
Common Stock
2008-12-23$12.01/sh+7,208→ 3,512,714 total
Purchase
James River Coal CO
Common Stock
2008-12-23$12.01/sh+7,208→ 3,512,714 total
Purchase
James River Coal CO
Common Stock
2008-12-22$12.01/sh+19,792→ 3,255,506 total
Purchase
James River Coal CO
Common Stock
2008-12-22$12.07/sh+250,000→ 3,505,506 total
Purchase
James River Coal CO
Common Stock
2008-12-22$12.01/sh+19,792→ 3,255,506 total
Purchase
James River Coal CO
Common Stock
2008-12-22$12.01/sh+19,792→ 3,255,506 total
Purchase
James River Coal CO
Common Stock
2008-12-22$12.07/sh+250,000→ 3,505,506 total
Purchase
James River Coal CO
Common Stock
2008-12-22$12.07/sh+250,000→ 3,505,506 total
Purchase
James River Coal CO
Common Stock
2008-12-22$12.01/sh+19,792→ 3,255,506 total
Purchase
James River Coal CO
Common Stock
2008-12-22$12.07/sh+250,000→ 3,505,506 total
Sale
James River Coal CO
Common Stock
2008-06-19$61.54/sh−1,000→ 3,235,714 total
Sale
James River Coal CO
Common Stock
2008-06-19$61.54/sh−1,000→ 3,235,714 total
Sale
James River Coal CO
Common Stock
2008-06-19$61.54/sh−1,000→ 3,235,714 total
Sale
James River Coal CO
Common Stock
2008-06-19$61.54/sh−1,000→ 3,235,714 total
Sale
James River Coal CO
Call Options (obligation to sell)
2008-06-18$643.96/sh−1,000→ 1,000 total
Sale
James River Coal CO
Call Options (obligation to sell)
2008-06-18$643.96/sh−1,000→ 1,000 total
Sale
James River Coal CO
Call Options (obligation to sell)
2008-06-18$643.96/sh−1,000→ 1,000 total
Sale
James River Coal CO
Call Options (obligation to sell)
2008-06-18$643.96/sh−1,000→ 1,000 total
Sale
James River Coal CO
Call Options (obligation to sell)
2008-06-17$720.00/sh−150→ 150 total
Sale
James River Coal CO
Call Options (obligation to sell)
2008-06-17$720.00/sh−150→ 150 total
Sale
James River Coal CO
Call Options (obligation to sell)
2008-06-17$720.00/sh−150→ 150 total
Sale
James River Coal CO
Call Options (obligation to sell)
2008-06-17$720.00/sh−150→ 150 total
Sale
James River Coal CO
Call Options (obligation to sell)
2008-06-16$550.00/sh−350→ 350 total

Companies

Recent Filings

Address

333 108TH AVENUE, SUITE 2010

BELLEVUE, WA, 98004

View on SEC.gov