FINNICAN SALLY J

CIK 00012690512 companiesMORRISTOWN, NJ

SEC Profile

Transactions

Companies

Filings

CIK

0001269051

Recent Transactions

16 trades

Gift
BANCROFT FUND LTD$BCV
Shares of Beneficial Interest
2014-01-14+640→ 640 total
Gift
BANCROFT FUND LTD$BCV
Shares of Beneficial Interest
2014-01-14+640→ 1,237 total
Gift
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Shares of Beneficial Interest
2013-01-11+1,000→ 1,000 total
Gift
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Shares of Beneficial Interest
2013-01-11+1,000→ 15,087 total
Gift
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Shares of Beneficial Interest
2013-01-11+1,000→ 16,087 total
Gift
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Shares of Beneficial Interest
2013-01-11+1,000→ 2,212 total
Sale
BANCROFT FUND LTD$BCV
Shares of Beneficial Interest
2012-03-30$16.65/sh−516→ 0 total
Sale
BANCROFT FUND LTD$BCV
Shares of Beneficial Interest
2011-12-08$15.55/sh−1,000→ 516 total
Sale
BANCROFT FUND LTD$BCV
Shares of Beneficial Interest
2011-09-14$15.60/sh−500→ 1,500 total
Sale
BANCROFT FUND LTD$BCV
Shares of Beneficial Interest
2011-07-22$17.22/sh−945→ 2,000 total
Purchase
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Shares of Beneficial Interest
2008-10-23$4.71/sh+5,000→ 13,159 total
Purchase
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Shares of Beneficial Interest
2008-10-23$4.71/sh+5,000→ 12,875 total
Exercise of In-Money
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Common Stock
2003-11-05$7.76/sh+1,009→ 7,063 total
Exercise of In-Money
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Subscription Rights (Right to buy)
2003-11-05−810→ 0 total
Exercise of In-Money
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Common Stock
2003-11-05$7.76/sh+135→ 944 total
Exercise of In-Money
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Subscription Rights (Right to buy)
2003-11-05−6,054→ 0 total

Companies

Recent Filings

Address

C/O DINSMORE CAPITAL MANAGEMENT 65 MADISON AVENUE

MORRISTOWN, NJ, 07960

View on SEC.gov