DICK ROGER L

CIK 00012556761 companyALBEMARLE, NC

SEC Profile

Transactions

Companies

Filings

CIK

0001255676

Recent Transactions

50 trades

Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock
2025-12-01+2,682→ 92,105 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock
2025-12-01+277→ 9,516 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock
2025-12-01+80→ 2,762 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock
2025-12-01+277→ 9,516 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock
2025-12-01+80→ 2,762 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock
2025-12-01+2,682→ 92,105 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock (See Footnote 1)
2004-12-03+50→ 1,724 total
Other
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2004-12-03+674→ 23,138 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock (See Footnote 4)
2004-12-03+2→ 87 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock (See Footnote 1)
2004-12-03+50→ 1,724 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock (See Footnote 5)
2004-12-03+2→ 87 total
Other
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2004-12-03+674→ 23,138 total
Other
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2004-12-03+1,827→ 62,718 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock (See Footnote 4)
2004-12-03+2→ 87 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock (See Footnote 5)
2004-12-03+2→ 87 total
Other
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2004-12-03+1,827→ 62,718 total
Exercise/Conversion
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2004-05-28$2.39/sh+1,175→ 1,175 total
Exercise/Conversion
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2004-05-28$2.39/sh+1,175→ 1,175 total
Sale
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2004-05-28$6.00/sh−1,175→ 0 total
Exercise/Conversion
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2004-05-28−1,175→ 0 total
Sale
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2004-05-28$6.00/sh−1,175→ 0 total
Exercise/Conversion
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2004-05-28−1,175→ 0 total
Disposition to Issuer
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2004-01-02$6.00/sh−3,000→ 0 total
Disposition to Issuer
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2004-01-02$6.00/sh−3,000→ 0 total
Exercise/Conversion
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2004-01-02−3,000→ 3,948 total
Exercise/Conversion
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2004-01-02$2.39/sh+3,000→ 3,000 total
Exercise/Conversion
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2004-01-02−3,000→ 3,948 total
Exercise/Conversion
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2004-01-02$2.39/sh+3,000→ 3,000 total
Exercise/Conversion
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2003-11-17$2.39/sh+2,852→ 2,852 total
Sale
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2003-11-17$5.90/sh−2,852→ 0 total
Exercise/Conversion
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2003-11-17−2,852→ 6,948 total
Sale
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2003-11-17$5.90/sh−2,852→ 0 total
Exercise/Conversion
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2003-11-17$2.39/sh+2,852→ 2,852 total
Exercise/Conversion
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2003-11-17−2,852→ 6,948 total
Other
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2003-11-03+285→ 9,800 total
Other
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2003-11-03+1,774→ 60,891 total
Other
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2003-11-03+1,774→ 60,891 total
Other
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2003-11-03+285→ 9,800 total
Other
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2003-11-03+654→ 22,464 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock (See Footnote 2)
2003-11-03+79→ 2,731 total
Other
UWHARRIE CAPITAL CORP$UWHR
Stock Options (Right to Purchase)
2003-11-03+654→ 22,464 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock (See Footnote 2)
2003-11-03+79→ 2,731 total
Award
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by UCC ESOP Plan for Roger L. Dick)
2003-10-20$5.60/sh+830.65→ 3,731.16 total
Award
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by UCC ESOP Plan for Roger L. Dick)
2003-10-20$5.60/sh+830.65→ 3,731.16 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock-By Fiserv Securities Safekeeper for Roger Dick
2003-09-12+1,000→ 2,652 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock-By Fiserv Securities Safekeeper for Roger Dick
2003-09-12+1,000→ 2,652 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2003-09-12−1,000→ 0 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2003-09-12−1,000→ 0 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock-By Fiserv Securities Safekeeper for Roger Dick
2003-09-12+1,000→ 2,652 total
Other
UWHARRIE CAPITAL CORP$UWHR
Common Stock (Held by Self)
2003-09-12−1,000→ 0 total

Companies

UWHARRIE CAPITAL CORP
CEO, Uwharrie Capital Corp
$UWHR

Recent Filings

Address

PO BOX 338 134 N. FIRST STREET

ALBEMARLE, NC, 28002-0338

View on SEC.gov