ROSEN ELLIOT

CIK 00012477812 companiesSCOTTSDALE, AZ

SEC Profile

Transactions

Companies

Filings

CIK

0001247781

Recent Transactions

24 trades

Disposition to Issuer
Saba Capital Income & Opportunities Fund$BRW
ING Prime Rate Trust
2012-09-19$6.17/sh−83→ 20,500.55 total
Disposition to Issuer
Saba Capital Income & Opportunities Fund$BRW
ING Prime Rate Trust
2012-09-19$6.16/sh−6,702→ 20,583.55 total
Sale
Saba Capital Income & Opportunities Fund$BRW
ING Prime Rate Trust
2011-07-01$6.20/sh−5,000→ 27,285.55 total
Sale
Saba Capital Income & Opportunities Fund$BRW
ING Prime Rate Trust
2011-04-14$6.18/sh−5,000→ 32,285.55 total
Sale
VOYA CREDIT INCOME FUND$XSIAX
Class I shares
2011-03-15$13.26/sh−7,458.7→ 0 total
Sale
VOYA CREDIT INCOME FUND$XSIAX
Class I
2010-09-01$12.52/sh−1,185.33→ 7,165.95 total
Purchase
VOYA CREDIT INCOME FUND$XSIAX
Class I
2010-05-27$12.51/sh+4,862.91→ 7,165.95 total
Purchase
VOYA CREDIT INCOME FUND$XSIAX
Class I
2010-04-15$12.90/sh+3,488.37→ 7,165.95 total
Sale
Saba Capital Income & Opportunities Fund$BRW
Common Stock
2010-03-01$6.00/sh−5,000→ 16,785.552 total
Sale
Saba Capital Income & Opportunities Fund$BRW
Common Stock
2010-02-24$5.88/sh−5,000→ 21,785.552 total
Purchase
Saba Capital Income & Opportunities Fund$BRW
PRIME RATE TRUST (PPR)
2010-02-24$5.88/sh−5,000→ 21,785.552 total
Sale
Saba Capital Income & Opportunities Fund$BRW
Common Stock
2010-01-25$5.76/sh−3,000→ 29,785 total
Sale
Saba Capital Income & Opportunities Fund$BRW
Common Stock
2010-01-25$5.81/sh−3,000→ 26,785 total
Purchase
Saba Capital Income & Opportunities Fund$BRW
ING Prime Rate Trust
2009-05-27$4.00/sh+4,000→ 32,215 total
Sale
Saba Capital Income & Opportunities Fund$BRW
ING Prime Rate Trust
2007-06-25$7.83/sh−1,000→ 20,500 total
Sale
Saba Capital Income & Opportunities Fund$BRW
ING Prime Rate Trust
2007-06-20$7.89/sh−320→ 21,500 total
Purchase
Saba Capital Income & Opportunities Fund$BRW
Common Stock
2005-05-13$6.94/sh+1,500→ 14,820 total
Purchase
Saba Capital Income & Opportunities Fund$BRW
Common Stock
2004-12-06$7.18/sh+2,000→ 11,320 total
Purchase
Saba Capital Income & Opportunities Fund$BRW
Common Stock
2004-12-01$7.36/sh+1,000→ 9,320 total
Sale
Saba Capital Income & Opportunities Fund$BRW
common stock
2003-12-23$8.03/sh−1,000→ 8,320 total
Sale
Saba Capital Income & Opportunities Fund$BRW
common stock
2003-08-20$7.58/sh−1,000→ 9,320 total
Purchase
Saba Capital Income & Opportunities Fund$BRW
Common Stock
2001-09-20$6.35/sh+7,500→ 20,500 total
Purchase
Saba Capital Income & Opportunities Fund$BRW
Common Stock
2001-08-31$7.55/sh+6,500→ 13,000 total
Purchase
Saba Capital Income & Opportunities Fund$BRW
Common Stock
2000-12-21$7.56/sh+6,500→ 6,500 total

Companies

Recent Filings

Address

7337 E. DOUBLETREE RANCH RD.

SCOTTSDALE, AZ, 85258

View on SEC.gov