LAI CLIFFORD E

CIK 00012425423 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001242542

Recent Transactions

15 trades

Purchase
Crystal River Capital, Inc.
Common Stock
2007-06-28$24.65/sh+4,000→ 58,000 total
Purchase
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
Common Stock
2006-06-13$12.39/sh+1,900→ 30,625 total
Purchase
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
Common Stock
2006-06-13$12.41/sh+1,450→ 13,825 total
Purchase
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
Common Stock
2006-06-13$12.36/sh+100→ 28,725 total
Purchase
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
Common Stock
2006-06-13$12.41/sh+4,300→ 36,625 total
Purchase
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
Common Stock
2006-06-13$12.40/sh+1,200→ 32,125 total
Purchase
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
Common Stock
2006-06-13$12.40/sh+200→ 30,825 total
Purchase
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
Common Stock
2005-10-17$12.58/sh+4,000→ 27,175 total
Purchase
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
Common Stock
2005-10-17$12.59/sh+2,500→ 23,175 total
Purchase
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
Common Stock
2005-06-21$14.00/sh+3,600→ 9,600 total
Purchase
HYPERION 2005 INVESTMENT GRADE OPPORTUNITY TERM TRUST INC
Common Stock
2004-04-26$9.53/sh+5,300→ 23,200 total
Purchase
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
Common Stock
2004-04-21$13.35/sh+1,000→ 4,500 total
Purchase
HYPERION 2005 INVESTMENT GRADE OPPORTUNITY TERM TRUST INC
Common Stock
2004-04-21$9.50/sh+1,500→ 17,900 total
Purchase
HYPERION 2005 INVESTMENT GRADE OPPORTUNITY TERM TRUST INC
Common Stock
2003-08-04$9.40/sh+700→ 8,600 total
Purchase
HYPERION 2005 INVESTMENT GRADE OPPORTUNITY TERM TRUST INC
Common Stock
2003-08-04$9.41/sh+7,800→ 16,400 total

Companies

Recent Filings

Address

C/O CRYSTAL RIVER CAPITAL, INC. 3 WFC, 200 VESEY STREET, 10TH FLOOR

NEW YORK, NY, 10281-1010

View on SEC.gov