POLLOCK ALEX J

CIK 00012346042 companiesWASHINGTON, DC

SEC Profile

Transactions

Companies

Filings

CIK

0001234604

Recent Transactions

49 trades

Award
CME GROUP INC.$CME
Common Stock Class A
2019-06-25+1,009→ 19,849 total
Award
CME GROUP INC.$CME
Common Stock Class A
2018-09-25+173→ 18,840 total
Award
CME GROUP INC.$CME
Common Stock Class A
2018-06-25+961→ 18,667 total
Gift
CME GROUP INC.$CME
Common Stock Class A
2017-07-18−200→ 17,706 total
Award
CME GROUP INC.$CME
Common Stock Class A
2017-06-26+1,294→ 17,906 total
Gift
CME GROUP INC.$CME
Common Stock Class A
2016-07-06+219→ 2,519 total
Gift
CME GROUP INC.$CME
Common Stock Class A
2016-07-06−219→ 16,612 total
Award
CME GROUP INC.$CME
Common Stock Class A
2016-06-27+1,719→ 16,831 total
Award
CME GROUP INC.$CME
Common Stock Class A
2015-06-25+1,702→ 15,112 total
Award
CME GROUP INC.$CME
Common Stock Class A
2014-08-25+793→ 13,410 total
Gift
CME GROUP INC.$CME
Common Stock Class A
2014-07-02+300→ 2,300 total
Gift
CME GROUP INC.$CME
Common Stock Class A
2014-07-02−300→ 12,617 total
Purchase
CME GROUP INC.$CME
Common Stock Class A
2013-08-14$73.94/sh+350→ 11,502 total
Award
CME GROUP INC.$CME
Common Stock Class A
2013-06-25+982→ 11,152 total
Gift
CME GROUP INC.$CME
Common Stock Class A
2013-03-11+2,000→ 2,000 total
Gift
CME GROUP INC.$CME
Common Stock Class A
2013-03-11−2,000→ 10,170 total
Award
CME GROUP INC.$CME
Common Stock Class A
2012-06-25+374→ 2,434 total
Award
CME GROUP INC.$CME
Common Stock Class A
2011-06-27+355→ 2,060 total
Award
CME GROUP INC.$CME
Common Stock Class A
2010-05-25+321→ 1,705 total
Disposition to Issuer
ALLIED CAPITAL CORP
Common Stock
2010-04-01−700→ 0 total
Disposition to Issuer
ALLIED CAPITAL CORP
Common Stock
2010-04-01−4,000→ 0 total
Disposition to Issuer
ALLIED CAPITAL CORP
Non-Qualified Stock Option (right to buy)
2010-04-01−5,000→ 0 total
Disposition to Issuer
ALLIED CAPITAL CORP
Common Stock
2010-04-01−28,923→ 0 total
Disposition to Issuer
ALLIED CAPITAL CORP
Common Stock
2010-04-01−200→ 0 total
Award
CME GROUP INC.$CME
Common Stock Class A
2009-05-26+329→ 1,384 total
Award
ALLIED CAPITAL CORP
Non-Qualified Stock Option (right to buy)
2009-05-13+5,000→ 5,000 total
Purchase
ALLIED CAPITAL CORP
Common Stock
2008-06-26$14.51/sh+1,000→ 4,000 total
Award
CME GROUP INC.$CME
Common Stock Class A
2007-05-25+195→ 834 total
Award
ALLIED CAPITAL CORP
Phantom Stock Units
2007-01-31$28.32/sh+705→ 5,024 total
Award
CME GROUP INC.$CME
Common Stock Class A
2006-08-25+65→ 639 total
Award
ALLIED CAPITAL CORP
Phantom Stock Units
2006-01-31$28.78/sh+1,389→ 3,985 total
Award
CME GROUP INC.$CME
Common Stock Class A
2005-05-25+183→ 433 total
Award
ALLIED CAPITAL CORP
Non-Qualified Stock Option (right to buy)
2005-05-17+5,000→ 5,000 total
Other
ALLIED CAPITAL CORP
Phantom Stock Units
2004-12-31$26.14/sh+29→ 29 total
Other
ALLIED CAPITAL CORP
Phantom Stock Units
2004-10-01$24.62/sh+30→ 30 total
Purchase
CME GROUP INC.$CME
Common Stock Class A
2004-08-05$124.08/sh+250→ 250 total
Exercise/Conversion
ALLIED CAPITAL CORP
Common Stock
2004-07-09$21.62/sh+2,500→ 11,800 total
Exercise/Conversion
ALLIED CAPITAL CORP
Non-Qualified Stock Option (right to buy)
2004-07-09−2,500→ 0 total
Other
ALLIED CAPITAL CORP
Phantom Stock Units
2004-07-01$24.50/sh+29→ 29 total
Gift
ALLIED CAPITAL CORP
Common Stock
2004-03-01−200→ 9,000 total
Gift
ALLIED CAPITAL CORP
Common Stock
2004-01-28−100→ 6,500 total
Exercise/Conversion
ALLIED CAPITAL CORP
Common Stock
2004-01-20$21.62/sh+1,600→ 6,600 total
Exercise/Conversion
ALLIED CAPITAL CORP
Non-Qualified Stock Option (right to buy)
2004-01-20−1,600→ 5,200 total
Gift
ALLIED CAPITAL CORP
Common Stock
2003-10-14−200→ 5,000 total
Exercise/Conversion
ALLIED CAPITAL CORP
Non-Qualified Stock Option (right to buy)
2003-09-29−1,200→ 6,800 total
Exercise/Conversion
ALLIED CAPITAL CORP
Common Stock
2003-09-29$24.20/sh+1,200→ 5,400 total
Gift
ALLIED CAPITAL CORP
Common Stock
2003-08-11−200→ 4,000 total
Exercise/Conversion
ALLIED CAPITAL CORP
Non-Qualified Stock Option (right to buy)
2003-08-01−1,000→ 8,000 total
Exercise/Conversion
ALLIED CAPITAL CORP
Common Stock
2003-08-01$23.55/sh+1,000→ 4,200 total

Companies

Recent Filings

Address

1919 PENNSYLVANIA AVENUE, NW 3RD FLOOR

WASHINGTON, DC, 20006

View on SEC.gov