POHL DAVID

CIK 00012333962 companiesTUSTIN,, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001233396

Recent Transactions

23 trades

Other
Avid Bioservices, Inc.
Stock Option (right to buy)
2017-08-25−11,908→ 262,305 total
Award
Avid Bioservices, Inc.
Stock Option (right to buy)
2016-06-02+200,000→ 1,919,500 total
Award
Avid Bioservices, Inc.
Stock Option (right to buy)
2015-05-11+187,500→ 1,719,500 total
Award
Avid Bioservices, Inc.
Stock Option (right to buy)
2013-05-06+250,000→ 1,352,000 total
Award
Avid Bioservices, Inc.
Stock Option (right to buy)
2012-12-27+250,000→ 1,102,000 total
Award
Avid Bioservices, Inc.
Non-Qualified Stock Options (right to buy)
2012-05-04+250,000→ 852,000 total
Award
Avid Bioservices, Inc.
Non-Qualified Stock Options (right to buy)
2012-02-17+90,000→ 602,000 total
Award
Avid Bioservices, Inc.
Non-Qualified Stock Options (right to buy)
2011-05-02+142,000→ 512,000 total
Award
Avid Bioservices, Inc.
Non-Qualified Stock Option (right to buy)
2010-02-01+250,000→ 370,000 total
Other
Avid Bioservices, Inc.
Common Stock, $0.001 par value
2007-08-02+10,000→ 10,000 total
Award
Mosaic ImmunoEngineering Inc.$CPMV
Stock Option (right to buy)
2006-06-05+1,500,000→ 1,500,000 total
Exercise/Conversion
Mosaic ImmunoEngineering Inc.$CPMV
Common $.00001 par value
2006-04-13$0.69/sh+50,000→ 200,000 total
Exercise/Conversion
Mosaic ImmunoEngineering Inc.$CPMV
1996 Stock Option Plan (right to buy)
2006-04-13−50,000→ 0 total
Exercise/Conversion
Mosaic ImmunoEngineering Inc.$CPMV
Common $.00001 par value
2005-07-22$0.07/sh+25,000→ 25,000 total
Exercise/Conversion
Mosaic ImmunoEngineering Inc.$CPMV
Common $.00001 par value
2005-07-22$0.07/sh+100,000→ 125,000 total
Exercise/Conversion
Mosaic ImmunoEngineering Inc.$CPMV
2001 Stock Option Plan (right to buy)
2005-07-22−100,000→ 0 total
Exercise/Conversion
Mosaic ImmunoEngineering Inc.$CPMV
2001 Stock Option Plan (right to buy)
2005-07-22−25,000→ 0 total
Award
Mosaic ImmunoEngineering Inc.$CPMV
2003 Stock Option Plan (right to buy)
2005-06-22−500,000→ 500,000 total
Award
Mosaic ImmunoEngineering Inc.$CPMV
2001 Stock Option Plan (right to buy)
2005-02-16+100,000→ 100,000 total
Award
Mosaic ImmunoEngineering Inc.$CPMV
2001 Stock Option Plan
2004-12-15$0.07/sh+100,000→ 100,000 total
Expiration
Mosaic ImmunoEngineering Inc.$CPMV
2001 Stock Option Plan
2004-10-31$0.11/sh−50,000→ 0 total
Expiration
Mosaic ImmunoEngineering Inc.$CPMV
2001 Stock Option Plan
2004-10-31$0.69/sh−200,000→ 0 total
Award
Mosaic ImmunoEngineering Inc.$CPMV
2003 Stock Option Plan
2003-10-23$0.05/sh+100,000→ 100,000 total

Companies

Recent Filings

Address

C/O PEREGRINE PHARMACEUTICALS, INC. 14282 FRANKLIN AVENUE

TUSTIN,, CA, 92780

View on SEC.gov