KOCH JOHN D

CIK 00012201851 companyCLEVELAND, OH

SEC Profile

Transactions

Companies

Filings

CIK

0001220185

Recent Transactions

47 trades

Disposition to Issuer
CHARTER ONE FINANCIAL INC
Nonqualified Stock Option
2004-09-01$28.00/sh−79,712→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Incentive Stock Option
2004-09-01$19.17/sh−3,947→ 0 total
Disposition from Tender
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$44.50/sh−128,721→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$32.76/sh+3,052→ 491,193 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$23.09/sh+159,762→ 1,039,638 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Incentive Stock Option
2004-09-01$15.41/sh−3,437→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Incentive Stock Option
2004-09-01$21.41/sh−4,330→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Nonqualified Stock Option
2004-09-01$22.22/sh−158,876→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$16.17/sh+6,183→ 467,773 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Incentive Stock Option
2004-09-01$11.74/sh−3,052→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$16.50/sh+79,712→ 721,000 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Nonqualified Stock Option
2004-09-01$20.49/sh−144,672→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$16.17/sh+150,095→ 641,288 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$24.01/sh+4,165→ 480,757 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$20.34/sh−1,200,284→ 461,590 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$22.28/sh+4,489→ 472,262 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Phantom Stock Units
2004-09-01$44.50/sh−82,850.041→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$23.09/sh+4,330→ 476,592 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$25.33/sh+3,947→ 484,704 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$29.09/sh+3,437→ 488,141 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Incentive Stock Option
2004-09-01$22.28/sh−4,489→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$44.50/sh−461,590→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Incentive Stock Option
2004-09-01$28.33/sh−6,183→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Nonqualified Stock Option
2004-09-01$19.17/sh−164,053→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$32.76/sh+156,948→ 1,661,874 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01+82,850.041→ 544,440.041 total
Disposition from Tender
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$44.50/sh−2,400→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Incentive Stock Option
2004-09-01$20.49/sh−4,165→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$22.28/sh+158,876→ 879,876 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$24.01/sh+144,672→ 1,184,310 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$25.33/sh+164,053→ 1,348,363 total
Disposition from Tender
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$44.50/sh−59,994→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Nonqualified Stock Option
2004-09-01$21.41/sh−159,762→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Nonqualified Stock Option
2004-09-01$11.74/sh−156,948→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$29.09/sh+156,563→ 1,504,926 total
Disposition from Tender
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$44.50/sh−69,574→ 0 total
Disposition from Tender
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$44.50/sh−66,172→ 0 total
Disposition from Tender
CHARTER ONE FINANCIAL INC
Common Stock
2004-09-01$44.50/sh−7,949→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Nonqualified Stock Option
2004-09-01$28.33/sh−150,095→ 0 total
Disposition to Issuer
CHARTER ONE FINANCIAL INC
Nonqualified Stock Option
2004-09-01$15.41/sh−156,563→ 0 total
Gift
CHARTER ONE FINANCIAL INC
Common Stock
2004-07-30−1,460→ 461,590 total
Exercise/Conversion
CHARTER ONE FINANCIAL INC
Common Stock
2003-11-10$10.57/sh+20,000→ 260,002 total
Exercise/Conversion
CHARTER ONE FINANCIAL INC
Nonqualified Stock Option
2003-11-10−20,000→ 193,280 total
Sale
CHARTER ONE FINANCIAL INC
Common Stock
2003-11-10$32.62/sh−20,000→ 240,002 total
Sale
CHARTER ONE FINANCIAL INC
Common Stock
2003-11-07$32.58/sh−40,000→ 240,002 total
Exercise/Conversion
CHARTER ONE FINANCIAL INC
Common Stock
2003-11-07$10.57/sh+40,000→ 280,002 total
Exercise/Conversion
CHARTER ONE FINANCIAL INC
Nonqualified Stock Option
2003-11-07−40,000→ 213,280 total

Companies

CHARTER ONE FINANCIAL INC
Director, Executive Vice President

Recent Filings

4
KOCH JOHN D
Sep 3, 2004

Address

1215 SUPERIOR AVENUE

CLEVELAND, OH, 44114-

View on SEC.gov