ROTHMAN NOEL N

CIK 00011959031 companyDENVER, CO

SEC Profile

Transactions

Companies

Filings

CIK

0001195903

Recent Transactions

45 trades

Disposition to Issuer
COBIZ FINANCIAL INC
Common Stock
2018-10-01−56,881→ 0 total
Disposition to Issuer
COBIZ FINANCIAL INC
Common Stock
2018-10-01−1,273,559→ 0 total
Disposition to Issuer
COBIZ FINANCIAL INC
Common Stock
2018-10-01−177,941→ 0 total
Disposition to Issuer
COBIZ FINANCIAL INC
Common Stock
2018-10-01−148,218→ 0 total
Disposition to Issuer
COBIZ FINANCIAL INC
Common Stock
2018-10-01−325→ 0 total
Exercise/Conversion
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2018-05-15−1,000→ 0 total
Exercise/Conversion
COBIZ FINANCIAL INC
Common Stock
2018-05-15$11.08/sh+1,000→ 1,271,559 total
Exercise/Conversion
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2018-05-15−1,000→ 0 total
Exercise/Conversion
COBIZ FINANCIAL INC
Common Stock
2018-05-15$9.56/sh+1,000→ 1,272,559 total
Exercise/Conversion
COBIZ FINANCIAL INC
Common Stock
2018-05-15$13.61/sh+1,000→ 1,270,559 total
Exercise/Conversion
COBIZ FINANCIAL INC
Common Stock
2018-05-15$6.62/sh+1,000→ 1,273,559 total
Exercise/Conversion
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2018-05-15−1,000→ 0 total
Exercise/Conversion
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2018-05-15−1,000→ 0 total
Award
COBIZ FINANCIAL INC
Common Stock
2017-06-15+299→ 1,269,559 total
Exercise/Conversion
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2017-03-16−1,000→ 0 total
Exercise/Conversion
COBIZ FINANCIAL INC
Common Stock
2017-03-16$7.54/sh+1,000→ 1,269,260 total
Exercise/Conversion
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2017-03-16−1,000→ 0 total
Exercise/Conversion
COBIZ FINANCIAL INC
Common Stock
2017-03-16$7.22/sh+1,000→ 1,268,260 total
Exercise/Conversion
COBIZ FINANCIAL INC
Common Stock
2016-05-12$6.02/sh+1,000→ 1,268,260 total
Sale
COBIZ FINANCIAL INC
Common Stock
2016-05-12$12.09/sh−1,000→ 1,267,260 total
Exercise/Conversion
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2016-05-12−1,000→ 0 total
Award
COBIZ FINANCIAL INC
Common Stock
2016-04-20+416→ 1,267,260 total
Exercise/Conversion
COBIZ FINANCIAL INC
Common Stock
2015-05-04$11.26/sh+1,000→ 1,266,844 total
Exercise/Conversion
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2015-05-04−1,000→ 0 total
Award
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2015-04-15+1,000→ 1,000 total
Award
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2013-05-15+1,000→ 1,000 total
Award
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2012-05-17+1,000→ 1,000 total
Award
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2011-05-18+1,000→ 1,000 total
Award
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2010-05-19+1,000→ 1,000 total
Purchase
COBIZ FINANCIAL INC
Common Stock
2009-07-20$4.50/sh+55,556→ 148,218 total
Purchase
COBIZ FINANCIAL INC
Common Stock
2009-07-20$4.50/sh+55,556→ 56,881 total
Award
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2009-05-20+1,000→ 1,000 total
Purchase
COBIZ FINANCIAL INC
Common Stock
2008-05-19$10.50/sh+5,000→ 167,941 total
Award
COBIZ FINANCIAL INC
Non-Qualified Stock Option (right to buy)
2008-05-14$11.26/sh+1,000→ 1,000 total
Purchase
COBIZ FINANCIAL INC
Common Stock
2007-11-06$16.50/sh+4,000→ 92,662 total
Purchase
COBIZ FINANCIAL INC
Common Stock
2007-11-02$16.50/sh+1,000→ 88,662 total
Gift
COBIZ FINANCIAL INC
Common Stock
2006-12-26−2,178→ 1,618,064 total
Purchase
COBIZ FINANCIAL INC
Common Stock
2005-07-27$17.95/sh+325→ 325 total
Purchase
COBIZ FINANCIAL INC
Common Stock
2005-07-27$17.95/sh+1,325→ 1,325 total
Purchase
COBIZ FINANCIAL INC
Common Stock
2005-02-01$20.64/sh+12,000→ 12,000 total
Purchase
COBIZ FINANCIAL INC
Common Stock
2005-02-01$20.64/sh+12,000→ 38,550 total
Exercise/Conversion
COBIZ FINANCIAL INC
Stock Option (Right to Buy)
2005-01-28−3,544→ 0 total
Exercise/Conversion
COBIZ FINANCIAL INC
Common Stock
2005-01-28$7.11/sh+3,544→ 41,794 total
Award
COBIZ FINANCIAL INC
Stock Option(Right to Buy)
2005-01-20+1,000→ 1,000 total
Other
COBIZ FINANCIAL INC
Common Stock
2004-07-09−13,275→ 1,603,025 total

Companies

COBIZ FINANCIAL INC
Director

Recent Filings

Address

821 17TH STREET

DENVER, CO, 80202

View on SEC.gov