MATHEWS CHARLES

CIK 00011903152 companiesALISO VIEJO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001190315

Recent Transactions

24 trades

Exercise/Conversion
Apollo Endosurgery, Inc.
Common Stock
2016-03-09+3,485→ 19,916 total
Exercise/Conversion
Apollo Endosurgery, Inc.
Restricted Stock Units
2016-03-09−3,485→ 0 total
Award
Apollo Endosurgery, Inc.
Stock Option (Right to Buy)
2016-02-16+25,000→ 25,000 total
Exercise/Conversion
Apollo Endosurgery, Inc.
Restricted Stock Units
2015-04-22−5,715→ 0 total
Exercise/Conversion
Apollo Endosurgery, Inc.
Common Stock
2015-04-22+5,715→ 16,431 total
Award
Apollo Endosurgery, Inc.
Restricted Stock Unit
2015-02-10+16,667→ 0 total
Award
Apollo Endosurgery, Inc.
Stock Option (Right to Buy)
2014-02-10+15,000→ 15,000 total
Exercise/Conversion
Apollo Endosurgery, Inc.
Class A Common Stock
2014-02-10+2,858→ 10,716 total
Exercise/Conversion
Apollo Endosurgery, Inc.
Restricted Stock Unit
2014-02-10−2,858→ 0 total
Award
Apollo Endosurgery, Inc.
Restricted Stock Units
2013-01-29+6,012→ 6,012 total
Purchase
Apollo Endosurgery, Inc.
Common Stock
2012-12-19$4.98/sh+5,000→ 7,858 total
Exercise/Conversion
Apollo Endosurgery, Inc.
Restricted Stock Unit
2012-11-20−2,858→ 0 total
Exercise/Conversion
Apollo Endosurgery, Inc.
Class A Common Stock
2012-11-20+2,858→ 2,858 total
Award
Apollo Endosurgery, Inc.
Restricted Stock Units
2012-03-14+40,000→ 40,000 total
Purchase
AVANIR PHARMACEUTICALS, INC.
Common Stock
2012-03-06$2.69/sh+5,000→ 5,000 total
Award
AVANIR PHARMACEUTICALS, INC.
Common Stock
2012-02-16+30,000→ 270,094 total
Award
Apollo Endosurgery, Inc.
Restricted Stock Units
2011-03-09+24,390→ 24,390 total
Award
AVANIR PHARMACEUTICALS, INC.
Common Stock
2011-02-08+30,000→ 240,094 total
Award
Apollo Endosurgery, Inc.
Restricted Stock Units
2010-04-21+40,000→ 40,000 total
Award
AVANIR PHARMACEUTICALS, INC.
Common Stock
2010-02-18+40,000→ 211,969 total
Award
AVANIR PHARMACEUTICALS, INC.
Common Stock
2010-02-18+40,000→ 210,094 total
Award
AVANIR PHARMACEUTICALS, INC.
Class A Common Stock
2009-02-19+60,000→ 171,969 total
Award
Apollo Endosurgery, Inc.
Restricted Stock Units
2009-02-09+20,000→ 20,000 total
Award
AVANIR PHARMACEUTICALS, INC.
Non-Qualified Stock Option (right to buy)
2004-04-06+5,000→ 5,000 total

Companies

Recent Filings

Address

101 ENTERPRISE, SUITE 300

ALISO VIEJO, CA, 92656

View on SEC.gov