JEFFRIES FRANCIS E

CIK 00011419914 companiesCHICAGO, IL

SEC Profile

Transactions

Companies

Filings

CIK

0001141991

Recent Transactions

39 trades

Sale
DNP SELECT INCOME FUND INC$DNP
Common stock
2009-12-11$8.79/sh−10,000→ 50,726 total
Sale
DNP SELECT INCOME FUND INC$DNP
Common stock
2009-09-16$8.77/sh−3,500→ 7,789 total
Purchase
DTF TAX-FREE INCOME 2028 TERM FUND INC$DTF
Duff & Phelps Tax Free Income Fund, Inc.
2005-06-06$15.82/sh+40.899→ 8,128.737 total
Purchase
DTF TAX-FREE INCOME 2028 TERM FUND INC$DTF
Duff & Phelps Tax Free Income Fund, Inc.
2005-05-06$15.51/sh+41.494→ 8,087.838 total
Purchase
DTF TAX-FREE INCOME 2028 TERM FUND INC$DTF
Duff & Phelps Utilities Tax Free Fund
2005-02-04$16.08/sh+39.441→ 7,965.713 total
Purchase
DTF TAX-FREE INCOME 2028 TERM FUND INC$DTF
Duff & Phelps Utilities Tax Free Fund
2005-01-06$15.89/sh+94.377→ 7,926.272 total
Purchase
DTF TAX-FREE INCOME 2028 TERM FUND INC$DTF
Duff & Phelps Tax Free Income Fund
2005-01-06$15.89/sh+16.155→ 7,831.895 total
Purchase
DTF TAX-FREE INCOME 2028 TERM FUND INC$DTF
Duff & Phelps Tax Free Income Fund
2005-01-06$15.89/sh+94.377→ 7,887.12 total
Purchase
DTF TAX-FREE INCOME 2028 TERM FUND INC$DTF
Duff & Phelps Utilities Tax Free Fund
2005-01-06$15.89/sh+16.155→ 7,831.895 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2004-12-31$14.49/sh+723.293→ 12,911.874 total
Purchase
DTF TAX-FREE INCOME 2028 TERM FUND INC$DTF
Duff & Phelps Utilities Tax Free Income Fund
2004-12-20$15.83/sh+39.104→ 7,776.588 total
Purchase
DTF TAX-FREE INCOME 2028 TERM FUND INC$DTF
Duff & Phelps Utilities Tax-Free Fund, Inc.
2004-12-06$15.83/sh+39.104→ 7,776.588 total
Purchase
DTF TAX-FREE INCOME 2028 TERM FUND INC$DTF
DTF Utilities Tax-Free Income Fund Inc.
2004-10-07$14.56/sh+37.63→ 6,888.289 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2004-10-01$14.35/sh+651.755→ 12,188.581 total
Purchase
DTF TAX-FREE INCOME 2028 TERM FUND INC$DTF
DTF Utilities Tax-Free Income Fund Inc.
2004-09-24$15.72/sh+37.084→ 7,324.313 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2004-04-30$13.44/sh+548.917→ 13,061.126 total
Exercise/Conversion
EMPIRE DISTRICT ELECTRIC CO
Phantom Stock Units
2004-04-23−17,115→ 0 total
Exercise/Conversion
EMPIRE DISTRICT ELECTRIC CO
Common Stock
2004-04-23+17,115→ 51,404.505 total
Award
EMPIRE DISTRICT ELECTRIC CO
Common Stock
2004-04-23$21.75/sh+428→ 34,289.505 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2004-01-30$15.24/sh+385.588→ 13,061.126 total
Award
EMPIRE DISTRICT ELECTRIC CO
Common Stock
2004-01-02$21.79/sh+595→ 33,279.048 total
Award
EMPIRE DISTRICT ELECTRIC CO
Phantom Stock Units
2004-01-02$21.79/sh+1,147.579→ 16,878.883 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2003-12-31$15.13/sh+99.172→ 13,061.126 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2003-10-31$14.72/sh+500.941→ 13,061.126 total
Award
EMPIRE DISTRICT ELECTRIC CO
Common Stock
2003-10-01$22.07/sh+428→ 32,183.124 total
Award
EMPIRE DISTRICT ELECTRIC CO
Phantom Stock Units
2003-09-17$21.66/sh+225.649→ 15,499.269 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2003-07-31$14.39/sh+512.356→ 13,061.126 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2003-06-30$15.20/sh+386.611→ 13,061.126 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2003-03-31$14.20/sh+519.187→ 13,061.126 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2002-12-31$13.31/sh+65.726→ 13,061.126 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2002-11-29$13.03/sh+498.783→ 13,061.126 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2002-08-30$13.39/sh+485.344→ 13,061.126 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2002-05-31$13.55/sh+479.747→ 13,061.126 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2002-02-28$13.70/sh+474.554→ 13,061.126 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2001-11-30$13.76/sh+363.455→ 13,061.126 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2001-08-31$13.89/sh+359.971→ 13,061.126 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2001-05-31$13.49/sh+370.734→ 13,061.126 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2001-02-28$13.37/sh+859.948→ 13,061.126 total
Purchase
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Common
2000-12-27$11.24/sh+2,403→ 13,061.126 total

Companies

Recent Filings

Address

C/O DUFF & PHELPS INVESTMENT MANAGEMENT 200 S WACKER DR, STE 500

CHICAGO, IL, 60606

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