HORNER LARRY D /FA

CIK 00011012335 companiesPUTNAM VALLEY, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001101233

Recent Transactions

50 trades

Award
PRECIGEN, INC.$PGEN
Option to Purchase Common Stock (Right to Buy)
2015-03-12+15,000→ 15,000 total
Award
PRECIGEN, INC.$PGEN
Common Stock
2015-03-12$47.48/sh+1,474→ 68,507 total
Award
PRECIGEN, INC.$PGEN
Option to Purchase Common Stock (Right to Buy)
2014-03-20+15,000→ 15,000 total
Award
PRECIGEN, INC.$PGEN
Common Stock
2014-03-20$30.72/sh+2,278→ 67,033 total
Award
PRECIGEN, INC.$PGEN
Common Stock
2014-01-20$36.82/sh+20→ 64,755 total
Award
PRECIGEN, INC.$PGEN
Common Stock
2013-12-17$19.83/sh+112→ 64,735 total
Award
PRECIGEN, INC.$PGEN
Common Stock
2013-11-07$17.65/sh+42→ 64,623 total
Award
PRECIGEN, INC.$PGEN
Common Stock
2013-10-31$21.20/sh+35→ 64,581 total
Award
PRECIGEN, INC.$PGEN
Common Stock
2013-10-27$22.02/sh+34→ 64,546 total
Award
PRECIGEN, INC.$PGEN
Common Stock
2013-09-19$23.70/sh+31→ 64,512 total
Award
PRECIGEN, INC.$PGEN
Common Stock
2013-09-10$26.76/sh+56→ 64,481 total
Conversion
PRECIGEN, INC.$PGEN
Common Stock
2013-08-13$16.00/sh+3,204→ 64,425 total
Conversion
PRECIGEN, INC.$PGEN
Series E Convertible Preferred Stock Dividend
2013-08-13$16.00/sh−0→ 0 total
Conversion
PRECIGEN, INC.$PGEN
Series E Convertible Preferred Stock
2013-08-13−100,000→ 0 total
Conversion
PRECIGEN, INC.$PGEN
Common Stock
2013-08-13+57,142→ 61,221 total
Disposition to Issuer
CLINICAL DATA INC
Deferred Stock Unit
2011-04-13$30.00/sh−2,068→ 0 total
Disposition to Issuer
CLINICAL DATA INC
Stock Option (right to buy)
2011-04-13$6.97/sh−15,000→ 0 total
Disposition to Issuer
CLINICAL DATA INC
Warrant (common stock)
2011-04-12$14.40/sh−3,750→ 0 total
Disposition from Tender
CLINICAL DATA INC
Common Stock
2011-04-12$30.00/sh−138,195→ 0 total
Disposition to Issuer
CLINICAL DATA INC
Warrant (common stock)
2011-04-12$17.03/sh+6,913→ 0 total
Disposition from Tender
CLINICAL DATA INC
Common Stock
2011-04-12$30.00/sh−21,327→ 0 total
Award
CLINICAL DATA INC
Common Stock
2010-09-16+7,600→ 138,195 total
Award
CLINICAL DATA INC
Common Stock
2009-09-17+9,000→ 130,595 total
Award
UTSTARCOM HOLDINGS CORP.$UTSI
Stock option (right to buy)
2007-11-30+48,621→ 48,621 total
Award
UTSTARCOM HOLDINGS CORP.$UTSI
Common stock
2007-11-30+24,310→ 39,186 total
Award
NEW RIVER PHARMACEUTICALS INC
Stock Option (right to buy)
2007-01-25+20,000→ 20,000 total
Exercise/Conversion
NEW RIVER PHARMACEUTICALS INC
Common Stock
2007-01-03$4.00/sh+5,000→ 5,000 total
Exercise/Conversion
NEW RIVER PHARMACEUTICALS INC
Stock Option (right to buy)
2007-01-03−5,000→ 0 total
Exercise/Conversion
NEW RIVER PHARMACEUTICALS INC
Stock Option (right to buy)
2007-01-03−10,000→ 40,000 total
Exercise/Conversion
NEW RIVER PHARMACEUTICALS INC
Common Stock
2007-01-03$11.60/sh+10,000→ 15,000 total
Sale
NEW RIVER PHARMACEUTICALS INC
Common Stock
2007-01-03$54.83/sh−15,000→ 0 total
Sale
NEW RIVER PHARMACEUTICALS INC
Common Stock
2006-11-09$50.77/sh−60,000→ 0 total
Exercise/Conversion
NEW RIVER PHARMACEUTICALS INC
Stock Option (right to buy)
2006-11-09−60,000→ 0 total
Sale
NEW RIVER PHARMACEUTICALS INC
Common Stock
2006-11-09$50.77/sh−10,000→ 15,000 total
Exercise/Conversion
NEW RIVER PHARMACEUTICALS INC
Common Stock
2006-11-09$1.29/sh+60,000→ 60,000 total
Award
UTSTARCOM HOLDINGS CORP.$UTSI
Share Purchase Rights (right to buy)
2006-06-26+11,376→ 11,376 total
Purchase
CLINICAL DATA INC
Common Stock
2006-06-13$16.27/sh+9,218→ 21,343 total
Purchase
CLINICAL DATA INC
Warrant
2006-06-13+4,609→ 4,609 total
Award
UTSTARCOM HOLDINGS CORP.$UTSI
Stock Option (right to buy)
2006-04-27+20,675→ 20,675 total
Award
CLINICAL DATA INC
Common Stock
2005-11-17$19.56/sh+10,000→ 12,125 total
Award
CLINICAL DATA INC
Warrant
2005-11-17+5,000→ 5,000 total
Sale
NEW RIVER PHARMACEUTICALS INC
Common Stock
2005-08-19$36.95/sh−5,000→ 25,000 total
Exercise/Conversion
ATLANTIS PLASTICS INC
Class A Common Stock
2005-02-14$6.25/sh+10,000→ 10,000 total
Exercise/Conversion
ATLANTIS PLASTICS INC
Stock Option (Right to Buy)
2005-02-14$6.25/sh−10,000→ 0 total
Purchase
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2004-09-23$14.78/sh+1,500→ 31,500 total
Purchase
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2004-09-23$14.69/sh+275→ 31,775 total
Purchase
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2004-09-22$14.06/sh+6,500→ 26,500 total
Purchase
UTSTARCOM HOLDINGS CORP.$UTSI
Common Stock
2004-09-22$13.99/sh+3,500→ 30,000 total
Award
UTSTARCOM HOLDINGS CORP.$UTSI
Employee Stock Option (right to buy)
2004-08-27+25,000→ 163,500 total
Award
UTSTARCOM HOLDINGS CORP.$UTSI
Employee Stock Option (right to buy)
2003-08-22+25,000→ 147,500 total

Companies

Recent Filings

Address

370 LAKE SHORE ROAD

PUTNAM VALLEY, NY, 10579

View on SEC.gov