CHOW JOSEPH W

CIK 00010823348 companiesPALO ALTO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001082334

Recent Transactions

36 trades

Award
Hercules Capital, Inc.$HTGC
Common Stock
2013-12-31+62→ 124,325 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock
2013-08-07$14.67/sh−24,810→ 121,871 total
Exercise/Conversion
Hercules Capital, Inc.$HTGC
Common Stock
2013-08-07$10.39/sh+15,000→ 146,681 total
Exercise/Conversion
Hercules Capital, Inc.$HTGC
Common Stock
2013-08-07$13.40/sh+5,000→ 131,681 total
Exercise/Conversion
Hercules Capital, Inc.$HTGC
Common Stock
2013-08-07$10.60/sh+10,000→ 126,681 total
Tax Payment
Hercules Capital, Inc.$HTGC
Common Stock
2013-08-07$14.67/sh−22,418→ 124,263 total
Award
Hercules Capital, Inc.$HTGC
Common Stock
2013-08-05$14.51/sh+3,445→ 116,681 total
Award
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2012-12-31+152→ 109,607 total
Award
Hercules Capital, Inc.$HTGC
Common Stock, $0.001 par value
2012-08-06$11.04/sh+4,528→ 112,940 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock, $0.001 par value
2012-03-06$10.44/sh+5,000→ 108,172 total
Award
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2011-12-31+243→ 103,172 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock, $0.001 par value
2011-09-06$8.68/sh+5,000→ 102,929 total
Award
Hercules Capital, Inc.$HTGC
Common Stock, $0.001 par value
2011-07-05$10.56/sh+3,314→ 97,929 total
Award
Hercules Capital, Inc.$HTGC
Options to Purchase Common Stock
2011-06-01$10.60/sh+15,000→ 35,000 total
Award
Hercules Capital, Inc.$HTGC
Common Stock, $0.001 par value
2011-06-01$10.60/sh+5,000→ 93,576 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock, $0.001 par value
2011-05-11$10.36/sh+5,000→ 89,576 total
Award
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2010-12-31+103→ 84,530 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock, $0.001 par value
2010-11-23$9.96/sh+5,000→ 84,427 total
Award
Hercules Capital, Inc.$HTGC
Common Stock, $0.001 par value
2010-10-15$10.02/sh+3,493→ 79,427 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock, $0.001 par value
2010-06-23$9.12/sh+5,000→ 75,910 total
Award
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2009-12-31+5,451→ 70,367 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock, $0.001 par value
2009-02-18$4.49/sh+10,000→ 64,916 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2008-12-31+285→ 54,916 total
Award
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2008-05-29+5,000→ 54,631 total
Award
Hercules Capital, Inc.$HTGC
Options to Purchase Common Stock
2008-05-29$10.39/sh+15,000→ 20,000 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock, $0.001 par value
2007-08-13$13.00/sh+3,000→ 38,999 total
Purchase
Hercules Capital, Inc.$HTGC
Common Stock $0.001 par value
2007-03-05$13.40/sh+1,517→ 28,033 total
Tax Payment
STATE STREET CORP$STT
Common Stock
2007-02-15$70.59/sh−780→ 17,145 total
Award
STATE STREET CORP$STT
Common Stock
2007-02-15$70.59/sh+4,878→ 17,925 total
Award
STATE STREET CORP$STT
Stock Appreciation Right
2007-02-15+38,977→ 38,977 total
Exercise of In-Money
Hercules Capital, Inc.$HTGC
Subscription Rights
2006-04-13−1,663→ 0 total
Exercise of In-Money
Hercules Capital, Inc.$HTGC
Common Stock
2006-04-13$10.55/sh+1,663→ 6,516 total
Exercise/Conversion
STATE STREET CORP$STT
Employee Stock Option (right to buy)
2005-04-22$13.20/sh−8,000→ 0 total
Sale
STATE STREET CORP$STT
Common Stock
2005-04-22$45.30/sh−1,000→ 17,125 total
Sale
STATE STREET CORP$STT
Common Stock
2005-04-22$45.27/sh−7,000→ 10,125 total
Exercise/Conversion
STATE STREET CORP$STT
Common Stock
2005-04-22$13.20/sh+8,000→ 18,125 total

Companies

Recent Filings

Address

C/O HERCULES TECHNOLOGY GROWTH CAPITAL 400 HAMILTON AVE., SUITE 310

PALO ALTO, CA, 94301

View on SEC.gov