NICODEMUS HARRY O IV

CIK 00010315152 companiesHOUSTON, TX

SEC Profile

Transactions

Companies

Filings

CIK

0001031515

Recent Transactions

14 trades

Sale
EQUUS TOTAL RETURN, INC.$EQS
Common Stock
2005-06-30$8.38/sh−40,000→ 100,000 total
Sale
EQUUS TOTAL RETURN, INC.$EQS
Common Stock
2005-06-30$8.38/sh−100,000→ 0 total
Exercise/Conversion
EQUUS TOTAL RETURN, INC.$EQS
Common Stock
2005-06-30$7.85/sh+40,000→ 40,000 total
Exercise/Conversion
EQUUS TOTAL RETURN, INC.$EQS
Common Stock
2005-06-30$7.69/sh+100,000→ 140,000 total
Exercise/Conversion
EQUUS TOTAL RETURN, INC.$EQS
Incentive Stock Options (right to buy)
2005-06-30$7.69/sh−40,000→ 100,000 total
Exercise/Conversion
EQUUS TOTAL RETURN, INC.$EQS
Incentive Stock Options (right to buy)
2005-06-30$7.69/sh−100,000→ 0 total
Exercise/Conversion
EQUUS TOTAL RETURN, INC.$EQS
Common Stock
2005-06-30$7.69/sh+100,000→ 140,000 total
Sale
EQUUS TOTAL RETURN, INC.$EQS
Common Stock
2005-06-30$8.38/sh−100,000→ 0 total
Exercise/Conversion
EQUUS TOTAL RETURN, INC.$EQS
Incentive Stock Options (right to buy)
2005-06-30$7.69/sh−100,000→ 0 total
Exercise/Conversion
EQUUS TOTAL RETURN, INC.$EQS
Common Stock
2005-06-30$7.85/sh+40,000→ 40,000 total
Sale
EQUUS TOTAL RETURN, INC.$EQS
Common Stock
2005-06-30$8.38/sh−40,000→ 100,000 total
Exercise/Conversion
EQUUS TOTAL RETURN, INC.$EQS
Incentive Stock Options (right to buy)
2005-06-30$7.69/sh−40,000→ 100,000 total
Award
EQUUS TOTAL RETURN, INC.$EQS
Employee Stock Option (Right to Buy)
2005-01-04$7.69/sh+100,000→ 140,000 total
Award
EQUUS TOTAL RETURN, INC.$EQS
Employee Stock Option (Right to Buy)
2005-01-04$7.69/sh+100,000→ 140,000 total

Companies

Recent Filings

Address

1717 ST. JAMES PLACE, SUITE 550

HOUSTON, TX, 77056

View on SEC.gov