Commodity Contracts Brokers & Dealers
350 tracked issuers filing with the SEC under this industry classification.
Issuers
350
Filings
40
SIC Code
6221
Industry Overview
Commodity Contracts Brokers & Dealers
Commodity Contracts Brokers & Dealers (SIC 6221) form the backbone of global derivatives markets, arranging and executing trades in futures, options, and swaps on commodities ranging from energy and metals to agricultural products and environmental credits. Their core services include trade execution, clearing, margin financing, and risk management advice for hedgers and speculators alike, serving corporates, producers, refiners, utilities, asset managers, and sophisticated individual investors. The industry operates under stringent oversight from regulators such as the CFTC, SEC, and exchange self-regulatory organizations, with key risks including price volatility, counterparty default, liquidity squeezes, and tightening capital and margin requirements. In 2024–2025, firms are focused on algorithmic execution, real-time risk analytics, and growing demand for ESG-linked and carbon-related contracts, alongside heightened cybersecurity and operational resilience expectations. To monitor how listed brokers and dealers are navigating these dynamics, view their latest earnings reports, risk disclosures, and other live SEC filings on Earnings Feed.
Source: Earnings Feed research · Nov 23
Latest Filings
- 8-KBlockchAIn Digital Infrastructure, Inc.$AIB
BlockchAIn Digital Infrastructure, Inc. 8-K
Mar 27, 5:23 PM ET243.7 KB - 10-K/AVanEck Bitcoin ETF$HODL
VanEck Bitcoin ETF 10-K/A
Mar 27, 4:23 PM ET3.0 MB - S-1/AMorgan Stanley Bitcoin Trust
Morgan Stanley Bitcoin Trust S-1/A
Mar 27, 4:17 PM ET2.0 MB - 10-KVanEck Merk Gold ETF$OUNZ
VanEck Merk Gold ETF 10-K
Mar 27, 4:02 PM ET3.1 MB - 10-KWisdomTree Bitcoin Fund$BTCW
WisdomTree Bitcoin Fund 10-K
Mar 27, 4:01 PM ET3.9 MB - 8-KUnited States Oil Fund, LP$USO
United States Oil Fund, LP 8-K
Mar 27, 9:53 AM ET531.5 KB - 8-KUnited States 12 Month Oil Fund, LP$USL
United States 12 Month Oil Fund, LP 8-K
Mar 27, 9:53 AM ET482.3 KB - 8-KUnited States Commodity Index Funds Trust$USCI
United States Commodity Index Funds Trust 8-K
Mar 27, 9:53 AM ET1.5 MB - 8-KUnited States 12 Month Natural Gas Fund, LP$UNL
United States 12 Month Natural Gas Fund, LP 8-K
Mar 27, 9:52 AM ET482.1 KB - 8-KUnited States Natural Gas Fund, LP$UNG
United States Natural Gas Fund, LP 8-K
Mar 27, 9:52 AM ET517.6 KB - 8-KUnited States Gasoline Fund, LP$UGA
United States Gasoline Fund, LP 8-K
Mar 27, 9:51 AM ET460.4 KB - 8-KUnited States Brent Oil Fund, LP$BNO
United States Brent Oil Fund, LP 8-K
Mar 27, 9:50 AM ET462.6 KB - 8-KUnited States Commodity Index Funds Trust$USCI
United States Commodity Index Funds Trust 8-K
Mar 27, 8:08 AM ET294.2 KB - 8-KUnited States Brent Oil Fund, LP$BNO
United States Brent Oil Fund, LP 8-K
Mar 27, 8:07 AM ET206.7 KB - 8-KUnited States 12 Month Natural Gas Fund, LP$UNL
United States 12 Month Natural Gas Fund, LP 8-K
Mar 27, 8:06 AM ET207.3 KB - 8-KUnited States Gasoline Fund, LP$UGA
United States Gasoline Fund, LP 8-K
Mar 27, 8:05 AM ET206.2 KB - 8-KUnited States 12 Month Oil Fund, LP$USL
United States 12 Month Oil Fund, LP 8-K
Mar 27, 8:04 AM ET206.5 KB - 8-KUnited States Natural Gas Fund, LP$UNG
United States Natural Gas Fund, LP 8-K
Mar 27, 8:02 AM ET207.3 KB - 8-KUnited States Oil Fund, LP$USO
United States Oil Fund, LP 8-K
Mar 27, 8:01 AM ET211.8 KB - 10-KGRAHAM ALTERNATIVE INVESTMENT FUND II LLC
GRAHAM ALTERNATIVE INVESTMENT FUND II LLC 10-K
Mar 26, 5:16 PM ET7.1 MB - 10-KGRAHAM ALTERNATIVE INVESTMENT FUND I LLC
GRAHAM ALTERNATIVE INVESTMENT FUND I LLC 10-K
Mar 26, 5:14 PM ET6.9 MB - S-1/ABitwise Avalanche ETF$BAVA
Bitwise Avalanche ETF S-1/A
Mar 26, 4:05 PM ET1.3 MB - 10-KLOCORR FUTURES PORTFOLIO FUND L.P.
LOCORR FUTURES PORTFOLIO FUND L.P. 10-K
Mar 25, 5:14 PM ET9.3 MB - 8-KGrayscale Zcash Trust (ZEC)$ZCSH
Grayscale Zcash Trust (ZEC) 8-K
Mar 25, 4:03 PM ET212.5 KB - 10-KFidelity Solana Fund$FSOL
Fidelity Solana Fund 10-K
Mar 25, 3:23 PM ET4.4 MB - 10-KHashdex Nasdaq CME Crypto Index ETF$NCIQ
Hashdex Nasdaq CME Crypto Index ETF 10-K
Mar 25, 2:58 PM ET3.0 MB - 8-KTPG Private Equity Opportunities, L.P.
TPG Private Equity Opportunities, L.P. 8-K
Mar 25, 8:03 AM ET174.0 KB - 10-KGrayscale Sui Staking ETF$GSUI
Grayscale Sui Staking ETF 10-K
Mar 24, 4:25 PM ET8.8 MB - 10-KTPG Private Equity Opportunities, L.P.
TPG Private Equity Opportunities, L.P. 10-K
Mar 23, 4:51 PM ET9.8 MB - 8-KGrayscale CoinDesk Crypto 5 ETF$GDLC
Grayscale CoinDesk Crypto 5 ETF 8-K
Mar 20, 4:06 PM ET177.1 KB - 8-KUnited States Commodity Index Funds Trust$USCI
United States Commodity Index Funds Trust 8-K
Mar 20, 3:55 PM ET470.0 KB - 8-KUnited States Brent Oil Fund, LP$BNO
United States Brent Oil Fund, LP 8-K
Mar 20, 3:55 PM ET417.2 KB - 8-KUnited States 12 Month Natural Gas Fund, LP$UNL
United States 12 Month Natural Gas Fund, LP 8-K
Mar 20, 3:54 PM ET417.0 KB - 8-KUnited States Gasoline Fund, LP$UGA
United States Gasoline Fund, LP 8-K
Mar 20, 3:53 PM ET417.7 KB - 8-KUnited States 12 Month Oil Fund, LP$USL
United States 12 Month Oil Fund, LP 8-K
Mar 20, 3:52 PM ET418.3 KB - 8-KUnited States Natural Gas Fund, LP$UNG
United States Natural Gas Fund, LP 8-K
Mar 20, 3:51 PM ET417.8 KB - 8-KUnited States Oil Fund, LP$USO
United States Oil Fund, LP 8-K
Mar 20, 3:51 PM ET420.1 KB - 10-KBitwise Dogecoin ETF$BWOW
Bitwise Dogecoin ETF 10-K
Mar 20, 3:39 PM ET4.3 MB - 10-KBitwise Chainlink ETF$CLNK
Bitwise Chainlink ETF 10-K
Mar 20, 2:52 PM ET3.1 MB - 10-KBitwise XRP ETF$XRP
Bitwise XRP ETF 10-K
Mar 20, 2:49 PM ET4.3 MB
Featured Issuers
12- $TDOG
21Shares Dogecoin ETF
CIK 0002064314
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21Shares Ethereum ETF
CIK 0001992508
21Shares Hyperliquid ETF
CIK 0002090011
21Shares Ondo ETF
CIK 0002061627
21Shares Polkadot ETF
CIK 0002054247
21Shares Sei ETF
CIK 0002061623
- $TSOL
21Shares Solana ETF
CIK 0002028834
21Shares Sui ETF
CIK 0002061626
- $TOXR
21Shares XRP ETF
CIK 0002028835
AAA Energy Opportunities Fund LLC
CIK 0001529004
- $SGOL
abrdn Gold ETF Trust
CIK 0001450923
- $PALL
abrdn Palladium ETF Trust
CIK 0001459862
Classification
- SIC Code
- 6221
- Total Issuers
- 350
- Recent Filings
- 40