GILL ANN 4

4 · Axos Financial, Inc. · Filed Mar 16, 2026

AI-generated summary of this filing

Updated Mar 16, 2026

Axos Financial SVP Ann Gill Receives Vested RSUs (Net‑Settled)

What Happened

Ann Gill, Senior Vice President and Chief Accounting Officer of Axos Financial (AX), had restricted stock units (RSUs) vest on March 15, 2026. The Form 4 shows conversion/exercise transactions of 773 and 675 shares at $84.68 (total value reported $122,617).
The company withheld 458 and 399 shares (total 857 shares) for tax withholding in the net‑settlement, valued at $38,783 and $33,787 respectively (total ~$72,570). The filing also records a grant entry of 1,359 RSUs on March 15, 2026 (derivative award).

Key Details

Transaction date: March 15, 2026 (filed March 16, 2026). Prices shown: $84.68 per share for the issued/withheld shares.
Form 4 reported acquired shares: 773 and 675 (total 1,448) at $84.68 (total $122,617). Shares withheld to issuer: 458 and 399 (total 857) at $84.68 (total ~$72,570).
Grant: 1,359 RSUs were recorded as a grant on March 15, 2026 (see footnote F6). RSU terms: one RSU = one share, vesting one‑third each anniversary and accompanied by dividend equivalent rights (footnotes F1–F5).
Tax withholding/net‑settlement noted (footnote F2) — company retained shares to satisfy tax obligations.
Filing appears timely (filed the next day); no late filing flag in the provided data.
Shares owned after the transactions were not provided in the excerpt.

Context

These entries reflect compensation-related RSU vesting and a net settlement for taxes, not an open‑market purchase or sale by the insider. Net‑settlement (withholding) is common when RSUs vest: some shares are retained to cover taxes while the remainder are delivered to the insider.
Derivative/option code (M) and grant code (A) are used to report conversion of RSUs into stock and the RSU grant; the withheld shares do not indicate a discretionary sale by the insider.

Form 4

Period: 2026-03-15

SVP, Chief Accounting Officer

Transactions

Exercise/Conversion
Common Stock
[F1]
2026-03-15$84.68/sh+773$65,458→ 10,485 total
Exercise/Conversion
Common Stock
[F1]
2026-03-15$84.68/sh+675$57,159→ 11,160 total
Disposition to Issuer
Common Stock
[F2]
2026-03-15$84.68/sh−458$38,783→ 10,702 total
Disposition to Issuer
Common Stock
[F2]
2026-03-15$84.68/sh−399$33,787→ 10,303 total
Exercise/Conversion
Restricted Stock Units
[F3][F4][F5]
2026-03-15−773→ 8,102 total
→ Common Stock (773 underlying)
Exercise/Conversion
Restricted Stock Units
[F3][F4][F5]
2026-03-15−675→ 7,427 total
→ Common Stock (675 underlying)
Award
Restricted Stock Units
[F6][F4][F5]
2026-03-15+1,359→ 8,786 total
→ Common Stock (1,359 underlying)

Holdings

Footnotes (6)

[F1]Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
[F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
[F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
[F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
[F5]The RSUs vest as to one-third of the shares on each anniversary date of grant.
[F6]Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Signature

By: Derrick Walsh For: Ann Gill|2026-03-16

1 file