SoFi Technologies, Inc.·4

Mar 13, 7:19 PM ET

Pinto Arun 4

4 · SoFi Technologies, Inc. · Filed Mar 13, 2026

Research Summary

AI-generated summary of this filing

Updated

SoFi (SOFI) Chief Risk Officer Pinto Arun Receives 155,833 RSU Award

What Happened

  • Pinto Arun, Chief Risk Officer of SoFi Technologies, was granted 155,833 restricted stock units (RSUs) on 2026-03-11. The award is recorded as a derivative acquisition at $0.00 (no cash paid).
  • This is a compensation grant (not an open-market purchase or sale). The RSUs represent contingent rights to receive common shares upon settlement; value realized will depend on SoFi's stock price when/if the RSUs settle.

Key Details

  • Transaction date: 2026-03-11; Form 4 filed: 2026-03-13 (timely within required reporting window).
  • Grant amount: 155,833 RSUs; acquisition price: $0.00 (derivative award).
  • Vesting: Award vests over four years — 6.25% vests three months after March 14, 2026, then 6.25% each quarter for the next 15 quarters (per footnote).
  • Shares owned after transaction: not disclosed in the provided excerpt.
  • Footnotes: F1 — each RSU equals a contingent right to one share upon settlement with no consideration. F2 — detailed quarterly vesting schedule as above.
  • Transaction code: A (award/grant).

Context

  • RSU grants are standard executive compensation and do not by themselves indicate a personal purchase/sale decision. Because these are time-based vesting RSUs, they incentivize continued service and alignment with share-price performance over the vesting period.
  • As a derivative award, no cash changed hands at grant; taxable events and actual share delivery will occur on vesting/settlement per company plan.

Insider Transaction Report

Form 4
Period: 2026-03-11
Pinto Arun
Chief Risk Officer
Transactions
  • Award

    Restricted Stock Unit

    [F1][F2]
    2026-03-11+155,833155,833 total
    Common Stock (155,833 underlying)
Footnotes (2)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
  • [F2]Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.
Signature
/s/ Deanna M. Smith, Attorney-in-Fact|2026-03-13

Documents

1 file
  • 4
    wk-form4_1773443948.xmlPrimary

    FORM 4