Cain Cynthia A 4
4 · SMARTFINANCIAL INC. · Filed Mar 11, 2026
Research Summary
AI-generated summary of this filing
SMARTFINANCIAL (SMBK) CAO Cynthia Cain Receives Restricted Stock
What Happened
- Cynthia A. Cain, Chief Accounting Officer of SMARTFINANCIAL, was granted 2,052 restricted shares on March 10, 2026. The Form 4 reports an acquisition price of $0.00 (grant award), with vesting scheduled for March 10, 2030 per the filing footnote.
Key Details
- Transaction date: March 10, 2026; Report filed: March 11, 2026 (timely).
- Transaction type/code: Award/Grant (A).
- Shares granted: 2,052; reported acquisition price: $0.00.
- Vesting: Restricted stock vests on March 10, 2030 (Footnote F1).
- Footnote F2: References inclusion of shares acquired under SMBK’s Dividend Reinvestment Plan in holdings.
- Shares owned after the transaction: not specified in the summary provided—see the full Form 4 for total post-transaction holdings.
Context
- This was a restricted stock grant (compensation award), not an open-market purchase or sale. Such awards are common for aligning executive incentives and typically vest over time, so they do not represent an immediate buy/sell market signal.
Insider Transaction Report
Form 4
Cain Cynthia A
CAO - CHIEF ACCOUNTING OFFICER
Transactions
- Award
Common Stock
[F1][F2]2026-03-10+2,052→ 12,214 total
Footnotes (2)
- [F1]On March 10, 2026, the Compensation Committee approved grants of restricted stock, which will vest on March 10, 2030.
- [F2]Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan
Signature
/s/ Glen E. Allen, Jr., Attorney-in-Fact|2026-03-11