4//SEC Filing
Beck Peter 4
Accession 0002001011-25-000106
CIK 0001819994other
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 7:33 PM ET
Size
12.8 KB
Accession
0002001011-25-000106
Insider Transaction Report
Form 4
Rocket Lab CorpRKLB
Beck Peter
DirectorPresident, CEO and Chairman
Transactions
- Award
Common Stock
2025-11-15+132,426→ 921,799 total - Sale
Common Stock
2025-11-24$41.35/sh−77$3,184→ 902,942 total - Sale
Common Stock
2025-11-24$40.02/sh−4,707$188,396→ 917,092 total - Sale
Common Stock
2025-11-24$40.86/sh−14,073$574,989→ 903,019 total
Holdings
- 2,500,000(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Represents restricted stock units ("RSUs") granted to Peter Beck under the Rocket Lab Corporation 2021 Stock Option and Incentive Plan. Such RSUs will vest as follows: 1/16 of the RSUs will vest on November 22nd, 2025 and 1/16 of the RSUs will vest on each March 1st, May 22nd, August 22nd or November 22nd thereafter, in each case subject to Peter Beck's continuous service through each applicable vesting date.
- [F2]Represents the sale of Common Shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person.
- [F3]The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $39.3400 to $40.3300 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $40.3400 to $41.3300 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $41.3400 to $41.4200 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]These shares are held directly by the Trust, a family trust settled by Peter Beck and Kerryn Beck. Peek Street Equatorial Trustee Limited (the "Trustee") is the trustee of the Trust and each of Peter Beck, Kerryn Beck and Warren Butler serve as a director of the Trustee with shared voting and investment control of the shares and, as a result, the Trustee and each such individual is deemed to be an indirect beneficial owner of these shares. Each Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his, her or its pecuniary interest therein, and the filing of this Form 4 is not an admission that any Reporting Person is the beneficial owner of these shares.
Documents
Issuer
Rocket Lab Corp
CIK 0001819994
Entity typeother
Related Parties
1- filerCIK 0001881842
Filing Metadata
- Form type
- 4
- Filed
- Nov 24, 7:00 PM ET
- Accepted
- Nov 25, 7:33 PM ET
- Size
- 12.8 KB