4//SEC Filing
GTCR CO-INVEST XI LP 4
Accession 0001999371-24-003174
CIK 0001822479other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 5:35 PM ET
Size
14.8 KB
Accession
0001999371-24-003174
Insider Transaction Report
Form 4
GTCR INVESTMENT XI LLC
Director10% Owner
Transactions
- Sale
Common Stock, $0.01 par value per share ("Common Stock")
2024-03-04$14.31/sh−11,062,908$158,282,556→ 59,215,301 total(indirect: See Footnote)
Footnotes (5)
- [F1]On March 4, 2024, the GTCR XI Funds (as defined below) sold a total of 11,062,908 shares of Common Stock of Sotera Health Company (the "Issuer") in an underwritten public secondary offering (the "Offering").
- [F2]Following the Offering, consists of (i) 46,997,881 shares of Common Stock held directly by GTCR Fund XI/A LP, a Delaware limited partnership ("Fund XI/A"), (ii) 11,840,751 shares of Common Stock held directly by GTCR Fund XI/C LP, a Delaware limited partnership ("Fund XI/C"), and (iii) 376,669 shares of Common Stock held directly by GTCR Co-Invest XI LP, a Delaware limited partnership ("Co-Invest XI", and together with Fund XI/A and Fund XI/C, the "GTCR XI Funds").
- [F3]GTCR Partners XI/A&C LP ("Partners XI/A&C") is the general partner of each of Fund XI/A and Fund XI/C. GTCR Investment XI LLC ("Investment XI" and together with the GTCR XI Funds and Partners XI/A&C, the "GTCR Entities"), is the general partner of Co-Invest XI and Partners XI/A&C. Investment XI is managed by a board of managers (the "GTCR Board of Managers") consisting of Mark M. Anderson, Aaron D. Cohen, Sean L. Cunningham, Benjamin J. Daverman, David A Donnini, Constantine S. Mihas and Collin E. Roche, and no single person has voting or dispositive authority over the shares of Common Stock.
- [F4]Each of GTCR Partners XI/A&C, GTCR Investment XI and the GTCR Board of Managers may be deemed to share beneficial ownership of the shares of Common Stock held of record by the GTCR XI Funds, and each of the individual members of the GTCR Board of Managers disclaims beneficial ownership of the shares of Common Stock held of record by the GTCR XI Funds except to the extent of his pecuniary interest therein.
- [F5]Each of the reporting persons is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Information with respect to each of the GTCR Entities is given solely by such GTCR Entity, and no GTCR Entity has responsibility for the accuracy or completeness of information supplied by another GTCR Entity.
Documents
Issuer
Sotera Health Co
CIK 0001822479
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001591432
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 5:35 PM ET
- Size
- 14.8 KB