LEVI STRAUSS & CO·4

Nov 16, 4:45 PM ET

O'Neill Elizabeth T 4

4 · LEVI STRAUSS & CO · Filed Nov 16, 2023

Insider Transaction Report

Form 4
Period: 2023-11-14
O'Neill Elizabeth T
EVP & Chief Operations Officer
Transactions
  • Disposition to Issuer

    Class B Common Stock

    2023-11-14$15.00/sh46,187$692,80519,866 total
    Class A Common Stock (46,187 underlying)
  • Conversion

    Class A Common Stock

    2023-11-14+17,106114,305 total
  • Sale

    Class A Common Stock

    2023-11-14$15.00/sh17,106$256,55697,199 total
  • Exercise/Conversion

    Stock Appreciation Rights

    2023-11-1463,2930 total
    Exercise: $6.90Exp: 2024-02-01Class B Common Stock (63,293 underlying)
  • Conversion

    Class B Common Stock

    2023-11-1417,1062,760 total
    Class A Common Stock (17,106 underlying)
  • Exercise/Conversion

    Class B Common Stock

    2023-11-14$6.90/sh+63,293$436,72266,053 total
    Class A Common Stock (63,293 underlying)
Footnotes (6)
  • [F1]Transaction pursuant to a previously established Rule 10b5-1 Plan.
  • [F2]Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
  • [F3]The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.99 to $15.01. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F4]100% of these stock appreciation rights are fully vested.
  • [F5]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  • [F6]Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.

Documents

1 file
  • 4
    ownership.xmlPrimary