CLOVER HEALTH INVESTMENTS, CORP. /DE·4

Mar 17, 4:30 PM ET

Soares Karen 4

4 · CLOVER HEALTH INVESTMENTS, CORP. /DE · Filed Mar 17, 2026

Research Summary

AI-generated summary of this filing

Updated

Clover Health (CLOV) GC Karen Soares Withholds 4,528 Shares for Taxes

What Happened

  • Karen Soares, General Counsel & Secretary of Clover Health Investments (CLOV), had 4,528 shares of Class A common stock withheld on March 15, 2026, to cover tax obligations tied to RSU vesting. The shares were recorded as disposed at $1.98 each, for a total of $8,965. This was a tax-withholding disposition of vested restricted stock units, not an open-market sale.

Key Details

  • Transaction date: 2026-03-15; filing date: 2026-03-17 (filed within the typical 2-business-day Form 4 window).
  • Price per share: $1.98; shares withheld/disposed: 4,528; total value: $8,965.
  • Transaction code: F — shares withheld to cover tax withholding on vested RSUs.
  • Post-transaction beneficial ownership: not specified in the provided filing details.
  • Footnote: The withheld shares represent 6.25% of the original time-based RSUs granted to Soares on Sept 15, 2022. The remaining RSUs vest in equal 6.25% quarterly installments, with final vesting on Sept 15, 2026, subject to continued service.

Context

  • This is a routine tax-withholding event accompanying RSU vesting (common practice when restricted shares vest). It does not by itself indicate a buy or sell decision about the company’s stock.

Insider Transaction Report

Form 4
Period: 2026-03-15
Soares Karen
General Counsel & Secretary
Transactions
  • Tax Payment

    Class A Common Stock

    [F1]
    2026-03-15$1.98/sh4,528$8,9651,200,061 total
Footnotes (1)
  • [F1]Represents shares of Class A Common Stock that were automatically withheld to cover tax obligations upon the vesting, on March 15, 2026, of 6.25% of the original number of time-based restricted stock units ("RSUs") granted to the Reporting Person on September 15, 2022. The remaining RSUs vest quarterly in equal installments of 6.25%, with a final vesting date occurring on September 15, 2026, subject to the continued service of the Reporting Person on each such vesting date.
Signature
/s/Peter J. Rivas as attorney-in-fact for Karen M. Soares|2026-03-17

Documents

1 file
  • 4
    wk-form4_1773779451.xmlPrimary

    FORM 4