Minaya Jose 4

What Happened

• Jose Minaya, a director of Moody's Corporation (MCO), reported awards on 2026-03-13. He was credited with 10.358 shares at $0.00 (an RSU-related accrual) and 3.491 derivative/phantom units priced at $430.01 each (total value ≈ $1,501). These are award/grant transactions (code A), not open-market purchases or sales.

Key Details

• Transaction date(s): 2026-03-13.
  • 10.358 shares @ $0.00 (amount reported as $0) — RSU/dividend-equivalent accrual.
  • 3.491 units @ $430.01 (total reported ≈ $1,501) — phantom/derivative units.
• Filing date: 2026-03-17 — filed within the normal 2-business-day Form 4 window (timely).
• Shares owned after transaction: Not specified in the provided excerpt of the filing.
• Footnotes (summarized):
  • RSU deferred dividend reinvestment accrual and dividend equivalents on an exempt grant of unvested RSUs.
  • Phantom Stock Units result from the reporting person’s election to defer retainer fees.
  • Some units convert one-for-one into common stock; some units are settled in cash after retirement.
• Transaction code: A = Award/Grant (compensation/deferral), not a sale (S) or purchase (P).

Context

• These awards appear to be compensation-related (RSUs and deferred phantom units) rather than a cash purchase or sale. RSUs typically vest over time and phantom units may convert to stock or cash per plan terms; they do not necessarily indicate a buy/sell market signal. The derivative units here are relatively small in value (~$1.5k) and include provisions for conversion or cash settlement per the footnotes.