Bakkt Holdings, Inc.·4

Jan 27, 3:58 PM ET

Elliot Mark Sonbolian 4

4 · Bakkt Holdings, Inc. · Filed Jan 27, 2023

Insider Transaction Report

Form 4
Period: 2023-01-25
Elliot Mark Sonbolian
Chief Sales & Mktg Officer
Transactions
  • Sale

    Class A Common Stock

    2023-01-25$1.69/sh16,500$27,949303,914 total
Footnotes (3)
  • [F1]The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/2022.
  • [F2]Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.62 to $1.76, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F3]Includes 187,747 shares of Class A Common Stock subject to RSUs that remain subject to vesting.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT