Helfert Adrian 4/A

What Happened

• Adrian Helfert, Chief Investment Officer, Multi‑Asset Investments at Westwood Holdings Group (WHG), had 10,772 shares withheld to satisfy tax withholding obligations on Feb 23, 2026. The shares were valued at $16.22 each, totaling approximately $174,722.
• This was not an open‑market sale — the transaction code was corrected to "F" (shares withheld for taxes) in an amended Form 4/A. The original filing had incorrectly coded the disposition as a sale ("S").

Key Details

• Transaction date: 2026-02-23; reported via amended Form 4/A filed 2026-03-16.
• Price per share: $16.22; Shares withheld: 10,772; Implied value: ~$174,722.
• Transaction code: F (payment of exercise price or tax liability / shares withheld).
• Amended filing: yes — corrected transaction code from "S" to "F".
• Timeliness: the amendment was filed ~3 weeks after the transaction date (beyond the typical 2-business-day Form 4 window).
• Shares owned after transaction: not specified in the excerpt of this filing — see the full Form 4/A for updated ownership totals.

Context

• Shares withheld to cover taxes are routine after option exercises or vesting and are not the same as an open‑market sale; they generally do not signal a deliberate directional trade. This amendment clarifies the record so investors know the shares were surrendered for tax purposes rather than sold on the market.