4//SEC Filing
ANGELO GORDON & CO., L.P. 4
Accession 0001913724-23-000101
CIK 0001913724other
Filed
Sep 6, 8:00 PM ET
Accepted
Sep 7, 4:25 PM ET
Size
16.3 KB
Accession
0001913724-23-000101
Insider Transaction Report
Form 4
Baumgarten Joshua
10% OwnerOther
Transactions
- Purchase
Common shares of beneficial interest
2023-08-28$25.75/sh+2,718,615.526$70,004,350→ 11,620,694.028 total(indirect: See Footnote)
Holdings
- 160,610.258(indirect: See Footnote)
Common shares of beneficial interest
ANGELO GORDON & CO LP/NY
10% Owner
Transactions
- Purchase
Common shares of beneficial interest
2023-08-28$25.75/sh+2,718,615.526$70,004,350→ 11,620,694.028 total(indirect: See Footnote)
Holdings
- 160,610.258(indirect: See Footnote)
Common shares of beneficial interest
AGTB BDC Holdings GP LLC
10% OwnerOther
Transactions
- Purchase
Common shares of beneficial interest
2023-08-28$25.75/sh+2,718,615.526$70,004,350→ 11,620,694.028 total(indirect: See Footnote)
Holdings
- 160,610.258(indirect: See Footnote)
Common shares of beneficial interest
AG PARTNERS LP
10% OwnerOther
Transactions
- Purchase
Common shares of beneficial interest
2023-08-28$25.75/sh+2,718,615.526$70,004,350→ 11,620,694.028 total(indirect: See Footnote)
Holdings
- 160,610.258(indirect: See Footnote)
Common shares of beneficial interest
AGTB BDC Holdings, L.P.
10% Owner
Transactions
- Purchase
Common shares of beneficial interest
2023-08-28$25.75/sh+2,718,615.526$70,004,350→ 11,620,694.028 total(indirect: See Footnote)
Holdings
- 160,610.258(indirect: See Footnote)
Common shares of beneficial interest
SCHWARTZ ADAM R
10% OwnerOther
Transactions
- Purchase
Common shares of beneficial interest
2023-08-28$25.75/sh+2,718,615.526$70,004,350→ 11,620,694.028 total(indirect: See Footnote)
Holdings
- 160,610.258(indirect: See Footnote)
Common shares of beneficial interest
Footnotes (2)
- [F1]These securities are held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings, Angelo, Gordon & Co., L.P. ("Angelo Gordon") is the investment advisor to BDC Holdings and sole member of BDC Holdings GP, AG GP LLC ("AG GP") is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F2]These securities are held directly by Angelo Gordon. Joshua Baumgarten and Adam Schwartz are the co-managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
AG Twin Brook Capital Income Fund
CIK 0001913724
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0000860662
Filing Metadata
- Form type
- 4
- Filed
- Sep 6, 8:00 PM ET
- Accepted
- Sep 7, 4:25 PM ET
- Size
- 16.3 KB