COMPASS Pathways plc·4

Mar 27, 9:53 PM ET

Goodwin Guy 4

4 · COMPASS Pathways plc · Filed Mar 27, 2026

Research Summary

AI-generated summary of this filing

Updated

COMPASS Pathways (CMPS) CMO Guy Receives 170,600-Share Award

What Happened

  • Guy Goodwin, Chief Medical Officer of COMPASS Pathways plc (CMPS), received two derivative awards on 2026-03-26 totaling 170,600 ordinary-share equivalents. The awards were granted at $0.00 (no cash paid at grant), consistent with stock-option/nominal-cost share awards rather than an open-market purchase or sale.

Key Details

  • Transaction date: 2026-03-26; Form 4 filed: 2026-03-27 (timely).
  • Awards: 55,000 shares (derivative) and 115,600 shares (derivative), both reported at $0.00 per share.
  • Shares owned after transaction: not disclosed in this filing.
  • Footnotes from the filing:
    • F1: The nominal-cost share option (55,000) vests in four equal annual installments beginning March 26, 2027.
    • F3: The option (115,600) vests in 48 equal monthly installments beginning April 26, 2026.
    • F2: Ordinary Shares may be represented by American Depositary Shares (ADS); each ADS currently represents one Ordinary Share.
  • Transaction type code: A = Award/Grant (derivative security).

Context

  • These are grants of derivative awards (options/nominal-cost shares) subject to multi-year vesting—not an immediate purchase or sale. Such awards typically tie compensation to future service and company performance; they do not represent immediate cash proceeds or stock dispositions.
  • Because the filing was made promptly (filed the next day), there is no late-filing flag noted.

Insider Transaction Report

Form 4
Period: 2026-03-26
Goodwin Guy
Chief Medical Officer
Transactions
  • Award

    Share Option (Right to Buy)

    [F1][F2]
    2026-03-26+55,00055,000 total
    Exercise: $0.01From: 2027-03-26Exp: 2036-03-25Ordinary Shares (55,000 underlying)
  • Award

    Share Option (Right to Buy)

    [F3][F2]
    2026-03-26+115,600115,600 total
    Exercise: $5.64From: 2026-04-26Exp: 2036-03-25Ordinary Shares (115,600 underlying)
Footnotes (3)
  • [F1]The nominal cost share option shall vest in four equal annual installments beginning on March 26, 2027.
  • [F2]The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
  • [F3]This Option shall vest in forty-eight equal monthly installments beginning on April 26, 2026.
Signature
/s/ Meredith Prithviraj by Power of Attorney for Guy Goodwin|2026-03-27

Documents

1 file
  • 4
    wk-form4_1774662783.xmlPrimary

    FORM 4