ALPHA & OMEGA SEMICONDUCTOR Ltd·4

Mar 18, 4:02 PM ET

Li Wenjun 4

4 · ALPHA & OMEGA SEMICONDUCTOR Ltd · Filed Mar 18, 2026

Research Summary

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Updated

AOSL COO Li Wenjun Receives 20,000 RSUs; 5,539 Shares Withheld

What Happened

  • Li Wenjun, Chief Operating Officer of Alpha & Omega Semiconductor (AOSL), received two awards of 10,000 shares each (total 20,000 shares) on March 16, 2026 (reported as grant/award, code A, $0.00 per share). On the same date, 5,539 shares were surrendered/withheld to satisfy tax obligations (two dispositions under code F): 3,272 shares and 2,267 shares, each valued at $21.43, totaling $70,119 and $48,582 respectively (combined $118,701). The grants are reported as restricted/performance-type awards (RSUs/PSUs/MSUs) subject to vesting.

Key Details

  • Transaction date: March 16, 2026; Form filed March 18, 2026 (covers the Mar 16 transactions).
  • Grants: 2 × 10,000 shares awarded (20,000 total) at $0.00 (RSU/award).
  • Withholding/dispositions: 3,272 shares @ $21.43 ($70,119) and 2,267 shares @ $21.43 ($48,582) — total value withheld $118,701 (code F = tax withholding).
  • Reported unvested awards (per footnotes): ~55,000 shares across RSUs, PSUs and MSUs (7,500 MSU; 12,500 PSUs; 25,000 RSUs; plus 10,000 PSU subject to future performance). Some awards vest over four years; certain PSUs are performance-conditioned.
  • Filing does not provide a single total of beneficially owned common shares after the transactions; instead it details outstanding unvested awards.
  • Timeliness: Filed two days after the transactions (appears timely for Form 4).

Context

  • The A-coded entries are awards (restricted/performance units) that vest over time or upon performance; footnotes indicate standard service- and performance-based vesting schedules (e.g., four equal annual installments). The F-coded entries reflect shares withheld/surrendered to cover tax withholding on vesting — a routine, non-market-sale mechanism (a cashless withholding), not an open-market sale. This is common following vesting of equity awards and does not necessarily signal a change in insider sentiment.

Insider Transaction Report

Form 4
Period: 2026-03-16
Li Wenjun
Chief Operating Officer
Transactions
  • Award

    Common Share

    [F1][F2][F3][F4]
    2026-03-16+10,00082,165 total
  • Tax Payment

    Common Share

    [F5][F2][F3][F4]
    2026-03-16$21.43/sh3,272$70,11978,893 total
  • Tax Payment

    Common Share

    [F6][F2][F3][F4]
    2026-03-16$21.43/sh2,267$48,58276,626 total
  • Award

    Common Share

    [F7][F2][F3][F4]
    2026-03-16+10,00086,626 total
Footnotes (7)
  • [F1]The Restricted Share Unit (RSU) shall vest in equal annual installments over four (4) years from March 16, 2026, provided that the Reporting Person remains in the Issuer's service through each such vesting date.
  • [F2]Includes 7,500 unvested shares subject to the Market-Based Performance Share Unit (MSU) granted on July 1, 2018 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
  • [F3]Includes 12,500 unvested shares subject to the Performance Share Unit (PSU) granted on March 15, 2024 and March 17, 2025 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
  • [F4]Includes an aggregate of 25,000 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2023, March 15, 2024, March 17, 2025, and March 16, 2026 which will be issued as such units vest in accordance with their terms, and excludes 10,000 unvested common shares subject to the PSU granted on March 16, 2026, which may become vested upon achievement of certain corporate performance goals in the future.
  • [F5]Shares withheld to satisfy the Issuer's tax withholding obligation upon vesting of Restricted Share Units (RSU) granted on March 15, 2022, March 15, 2023, March 15, 2024, and March 17, 2025.
  • [F6]Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of Performance Share Units (PSU) granted on March 15, 2022, March 15, 2024, and March 17, 2025.
  • [F7]Represents PSU granted on March 17, 2025 upon the achievement of specified performance goals as certified previously by the Compensation Committee on March 5, 2026 and the issuance of shares thereunder is subject to vesting in four equal annual installment commencing on March 17, 2026 provided that the Reporting Person remains in the issuer's service through each such vesting date.
Signature
/s/ Yanbing Hong, attorney-in-fact for Wenjun Li|2026-03-18

Documents

1 file
  • 4
    wk-form4_1773864144.xmlPrimary

    FORM 4