Reed John P 4

4 · Arhaus, Inc. · Filed Dec 21, 2021

Form 4

Period: 2021-12-20

DirectorCEO and Chairman10% Owner

Transactions

Conversion
Class A Common Stock
2021-12-20+421,350→ 422,350 total(indirect: By Trust)
Other
Class A Common Stock
2021-12-20−421,350→ 1,000 total(indirect: By Trust)
Conversion
Class B Common Stock
2021-12-20−421,350→ 42,095,271 total(indirect: By Trust)
Exercise: $0.00→ Class A Common Stock (421,350 underlying)

Holdings

Class A Common Stock
(indirect: As Custodian)
100
Class A Common Stock
10,000
Class B Common Stock
Exercise: $0.00→ Class A Common Stock (2,982,988 underlying)
2,982,988
Class B Common Stock
(indirect: By GRAT)
Exercise: $0.00→ Class A Common Stock (7,035,433 underlying)
7,035,433

Footnotes (3)

[F1]Includes 1,000 shares originally reported on Form 4 dated December 10, 2021, as being held by John P Reed Irrevocable Trust, dated 03/25/2013. The correct name of the trust is The John P Reed Trust dated 04/29/1985, as amended (the "1985 Trust").
[F2]As reported on a Form 8-K filed by Arhaus, Inc. (the "Company"), on December 21, 2021, in connection with the Company's recent initial public offering, the Reporting Person transferred shares to certain employees of the Company to recognize their contributions to the Company.
[F3]Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and it is automatically convertible upon the terms and conditions set forth in the Issuer's Amended and Restated Certificate of Incorporation, and has no expiration date.

Documents

1 file