4/A//SEC Filing
Karanth Mahesh 4/A
Accession 0001872151-22-000002
CIK 0001852117other
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 9:12 PM ET
Size
23.3 KB
Accession
0001872151-22-000002
Insider Transaction Report
Form 4/AAmended
Karanth Mahesh
Chief Financial Officer
Transactions
- Tax Payment
Ordinary Share
2022-02-11$3.90/sh−5,063$19,746→ 16,005 total - Tax Payment
Ordinary Share
2021-11-11$3.87/sh−3,622$14,017→ 10,738 total - Exercise/Conversion
Ordinary Share
2022-02-11+8,840→ 21,068 total - Exercise/Conversion
Ordinary Share
2022-02-11+3,090→ 19,095 total - Exercise/Conversion
Restricted Stock Unit
2021-11-11−8,840→ 132,603 totalExercise: $0.00→ Ordinary Share (8,840 underlying) - Exercise/Conversion
Ordinary Share
2021-11-11+8,840→ 14,360 total - Tax Payment
Ordinary Share
2021-11-11$3.90/sh−1,599$6,236→ 12,228 total - Exercise/Conversion
Restricted Stock Unit
2022-02-11−3,090→ 43,255 total→ Ordinary Share (3,090 underlying) - Exercise/Conversion
Ordinary Share
2021-11-11+3,089→ 13,827 total - Tax Payment
Ordinary Share
2022-02-11$3.90/sh−1,599$6,236→ 17,496 total - Exercise/Conversion
Restricted Stock Unit
2021-11-11−3,089→ 46,345 total→ Ordinary Share (3,089 underlying) - Exercise/Conversion
Restricted Stock Unit
2022-02-11−8,840→ 123,763 totalExercise: $0.00→ Ordinary Share (8,840 underlying)
Footnotes (3)
- [F1]Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 11/11/2021; however, the transaction was not executed by the plan administrator until 1/10/2022.
- [F2]Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 11/11/2021; however, the transaction was not executed by the plan administrator until 3/15/2022.
- [F3]Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 2/11/2022; however, the transaction was not executed by the plan administrator until 3/15/2022.
Documents
Issuer
Rockley Photonics Holdings Ltd
CIK 0001852117
Entity typeother
Related Parties
1- filerCIK 0001872151
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 9:12 PM ET
- Size
- 23.3 KB