4//SEC Filing
Darwin John 4
Accession 0001868212-22-000002
CIK 0001854963other
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 9:51 PM ET
Size
7.8 KB
Accession
0001868212-22-000002
Insider Transaction Report
Form 4
Darwin John
DirectorCo-Chief Executive Officer
Transactions
- Conversion
Class A common stock
2022-09-28+2,835,000→ 3,363,175 total(indirect: Indirect) - Conversion
Class B common stock
2022-09-28−2,835,000→ 0 total(indirect: Indirect)→ Class A common stock (2,835,000 underlying)
Footnotes (2)
- [F1]As described in the Issuer's registration statement on Form S-1 (File No. 333-256701), under the heading "Description of Securities," the 2,835,000 shares of the Issuer's Class B Common Stock held by the Reporting Person converted into shares of the Issuer's Class A Common Stock on a one-for-one basis upon consummation of the Issuer's initial business combination.
- [F2]The securities are held directly by 5AK, LLC, the sponsor of the Issuer (the "Sponsor"). The reporting person is a control person of the manager of the Sponsor, Luminous Capital Inc., and may be deemed to beneficially own shares held by the Sponsor by virtue of his control over the Sponsor. The reporting person disclaims beneficial ownership of the shares of the Issuer's Class A Common Stock held by the Sponsor, except to the extent of his pecuniary interest.
Documents
Issuer
SHF Holdings, Inc.
CIK 0001854963
Entity typeother
Related Parties
1- filerCIK 0001868212
Filing Metadata
- Form type
- 4
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 9:51 PM ET
- Size
- 7.8 KB