4//SEC Filing
Humphreys David James 4
Accession 0001866390-23-000092
CIK 0001866390other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 7:01 PM ET
Size
9.3 KB
Accession
0001866390-23-000092
Insider Transaction Report
Form 4
Humphreys David James
Chief Financial Officer
Transactions
- Tax Payment
Class A ordinary shares
2023-05-12$1.07/sh−84$90→ 22,989 total - Exercise/Conversion
Class A ordinary shares
2023-05-12+177→ 23,073 total - Exercise/Conversion
Restricted share units
2023-05-12$1.07/sh−177$189→ 2,103 total→ Class A ordinary shares (177 underlying)
Footnotes (3)
- [F1]The Class A ordinary shares reported were issued upon settlement of the restricted share units ("RSUs"), each representing a contingent right to receive one Class A ordinary share.
- [F2]Exempt transaction pursuant to Rule 16b-3(e): payment of tax liability by pre-planned automatic withholding by the Issuer of a portion of the shares received by the Reporting Person upon the vesting and issuance of shares in settlement of RSUs. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay the Reporting Person's federal and state tax withholding tax obligations resulting from the vesting and settlement of the RSUs.
- [F3]The RSUs were awarded under the 2021 Plan and are made up of three separate awards. The first award for 1,373 Class A ordinary shares vests on March 14, 2025. The second award for 709 Class A ordinary shares vests in equal quarterly installments beginning January 22, 2023. The third award for 406 Class A ordinary shares vests in equal quarterly installments beginning March 14, 2023. Vested RSUs will be settled in shares or cash as soon as administratively practicable after vesting, but in no event more than 60 days after the RSUs' vesting date.
Documents
Issuer
Babylon Holdings Ltd
CIK 0001866390
Entity typeother
Related Parties
1- filerCIK 0001959189
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 7:01 PM ET
- Size
- 9.3 KB