Caine Renata 4

4 · Marqeta, Inc. · Filed Oct 4, 2021

Form 4

Period: 2021-10-01

See Remarks

Transactions

Exercise/Conversion
Class B Common Stock
2021-10-01+3,125→ 491,430 total
→ Class A Common Stock (3,125 underlying)
Tax Payment
Class B Common Stock
2021-10-01$21.89/sh−1,081$23,663→ 490,349 total
→ Class A Common Stock (1,081 underlying)
Exercise/Conversion
Restricted Stock Units
2021-10-01−3,125→ 28,125 total
Exp: 2026-03-16→ Class B Common Stock (3,125 underlying)

Footnotes (5)

[F1]Each restricted stock unit is convertible into one share of Class B Common Stock.
[F2]The units vest in sixteen quarterly installments after January 1, 2020, subject to the Reporting Person's continued service with the Issuer.
[F3]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
[F4]Includes 1,158 shares of Class B Common Stock that were properly reported on the Reporting Person's Form 4 filed June 8, 2021 but were not included on the Reporting Person's Form 4s filed June 11, 2021 and July 1, 2021 as the result of a scrivener's error.
[F5]Represents shares that were withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of the restricted stock units and does not represent a sale by the Reporting Person.

Documents

1 file