4//SEC Filing
Vanderhook Timothy 4
Accession 0001843103-26-000002
CIK 0001828791other
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 8:57 PM ET
Size
16.1 KB
Accession
0001843103-26-000002
Research Summary
AI-generated summary of this filing
Viant (DSP) 10% Owner Timothy Vanderhook Sells Shares
What Happened
- Timothy Vanderhook, a reported 10% owner of Viant Technology Inc. (DSP), sold a total of 12,500 shares of Class A common stock in open-market transactions on Jan. 20–22, 2026, generating aggregate proceeds of about $153,130 (sales: 5,000 @ $11.94 = $59,702; 4,926 @ $12.24 = $60,297; 2,574 @ $12.87 = $33,131).
- On Jan. 20, Vanderhook also converted/exercised 12,500 Class B Units into 12,500 shares of Class A common stock (reported at $0 consideration) and had an equal number of Class B common shares cancelled for no consideration in connection with that conversion.
Key Details
- Transaction dates and reported prices: Jan. 20 (5,000 shares at $11.94), Jan. 21 (4,926 at $12.24), Jan. 22 (2,574 at $12.87). Reported sale proceeds ≈ $153,130.
- Conversion/cancellation: 12,500 Class B Units exchanged one-for-one into Class A shares and related Class B common stock was cancelled for no consideration (per footnotes).
- 10b5-1 / entity sales: Some or all open-market sales were effected as pro rata portions of Capital V LLC’s planned sales under a 10b5-1 plan (adopted Mar 18, 2025, amended Sep 17, 2025). Vanderhook holds a one‑third interest in Capital V LLC and may be deemed to have an indirect pecuniary interest in those holdings.
- Price reporting: Reported prices for certain lots are weighted averages reflecting pro rata portions of larger block sales; ranges reported in footnotes (approx. $11.615–$13.195 across related blocks). The filer offers to provide breakdowns on request.
- Shares owned after transaction: Not specified in the excerpt of the filing provided.
- Filing timeliness: Reported transactions took place Jan. 20–22, 2026; the Form 4 was filed Jan. 22, 2026, which appears to be timely under Form 4 rules.
Context
- Conversion note: The Class B Units are exchangeable one-for-one into Class A common stock; the filing shows conversion/cancellation at no cash price (i.e., not a cash exercise).
- Sales vs. signal: These were sales by a 10% owner and included sales executed under a 10b5-1 plan and via Capital V LLC; such sales are often routine or institutional liquidity actions rather than executive buy/sell signals.
- If you want more detail: the filing’s footnotes give the exact price ranges and explain the pro rata allocation; the reporting person offers to provide per-price breakdowns on request.
Insider Transaction Report
Form 4
Vanderhook Timothy
DirectorCEO and Chairman10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
[F1][F2]2026-01-20+12,500→ 12,500 total(indirect: By LLC) - Disposition to Issuer
Class B Common Stock
[F3][F2]2026-01-20−12,500→ 9,144,775 total(indirect: By LLC) - Sale
Class A Common Stock
[F4][F5]2026-01-20$11.94/sh−5,000$59,702→ 7,500 total(indirect: By LLC) - Sale
Class A Common Stock
[F4][F6]2026-01-21$12.24/sh−4,926$60,297→ 2,574 total(indirect: By LLC) - Sale
Class A Common Stock
[F4][F7]2026-01-22$12.87/sh−2,574$33,131→ 0 total(indirect: By LLC) - Exercise/Conversion
Class B Units
[F1][F2]2026-01-20−12,500→ 9,144,775 total(indirect: By LLC)→ Class A Common Stock (12,500 underlying)
Footnotes (7)
- [F1]The Class B Units of Viant Technology LLC ("Class B Units") are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A common stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be automatically cancelled.
- [F2]The Reporting Person holds a one-third interest in Capital V LLC and may therefore be deemed to have an indirect pecuniary interest in one-third of Capital V LLC's total holdings.
- [F3]Reflects the cancellation for no consideration of a number of shares of Class B common stock of the Issuer in connection with the redemption by the Reporting Person of an equal number of Class B Units for Class A common stock.
- [F4]Shares sold pursuant to a 10b5-1 plan adopted by Capital V LLC on March 18, 2025, as amended on September 17, 2025.
- [F5]The price reported in Column 4 is a weighted average price, based on the Reporting Person's pro rata portion of a total of 15,000 shares of Class A Common Stock sold on behalf of Capital V LLC. These shares were sold in multiple transactions at prices ranging from $11.615 to $12.37. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The price reported in Column 4 is a weighted average price, based on the Reporting Person's pro rata portion of a total of 14,778 shares of Class A Common Stock sold on behalf of Capital V LLC. These shares were sold in multiple transactions at prices ranging from $11.95 to $12.55. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F7]The price reported in Column 4 is a weighted average price, based on the Reporting Person's pro rata portion of a total of 14,778 shares of Class A Common Stock sold on behalf of Capital V LLC. These shares were sold in multiple transactions at prices ranging from $12.575 to $13.195. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Signature
/s/ Larry Madden, Attorney-in-Fact for Timothy Vanderhook|2026-01-22
Documents
Issuer
Viant Technology Inc.
CIK 0001828791
Entity typeother
Related Parties
1- filerCIK 0001843103
Filing Metadata
- Form type
- 4
- Filed
- Jan 21, 7:00 PM ET
- Accepted
- Jan 22, 8:57 PM ET
- Size
- 16.1 KB