Smith Maurice S 4

4 · HALLIBURTON CO · Filed Mar 31, 2026

AI-generated summary of this filing

Updated Mar 31, 2026

Halliburton Director Maurice S. Smith Receives 827.8 Stock Units

What Happened

Maurice S. Smith, a director of Halliburton Co. (HAL), received an award of 827.815 derivative units on 2026-03-30. These are stock-equivalent/restricted stock units that convert to common shares on a one-for-one basis and are reported as an acquisition (award), not an open-market purchase or sale. At the March 30, 2026 closing price of $39.26, the grant is roughly valued at $32,500. The units were recorded under the Company’s Directors’ Deferred Compensation Plan and/or as restricted stock units.

Key Details

Transaction date: 2026-03-30 (report filed 2026-03-31 — timely).
Units granted: 827.815 derivative units (no cash price; reported as award).
Estimated value: ≈ $32,500 using $39.26 closing price on 3/30/2026 (footnote also cites $38.63 on 3/25/2026).
Shares owned after transaction: not specified in this filing.
Notable footnotes:
- F1: Units convert to common stock 1-for-1.
- F2–F4: Units include stock equivalents under the Directors’ Deferred Compensation Plan (accrued pro‑rata), and portions reflect dividend equivalents and fees.
- F5–F6: Each restricted stock unit equals one share; RSUs vest in one year (shares delivered at vesting or, if deferred, upon cessation as a director).
- F7: Reporting includes stock-equivalent units through 3/30/2026.
Filing timeliness: filing appears timely (filed the next day).

Context

This is a compensation award to a non-executive director (routine director pay), not a buy or sell that signals immediate insider sentiment. The units are derivative awards that will convert to shares on a one-for-one basis when vested or settled under the deferred compensation plan.

Form 4

Period: 2026-03-30

Director

Transactions

Award
Stock Equivalent Units
[F1][F2][F4][F3]
2026-03-30+827.815→ 13,768.454 total
→ Common Stock (827.815 underlying)

Holdings

12/2025 Restricted Stock Units
[F5][F6][F7]
→ Common Stock (7,517.94 underlying)
7,517.94
12/2024 Restricted Stock Units
[F5][F6][F7]
→ Common Stock (6,292.1 underlying)
6,292.1
12/2023 Restricted Stock Units
[F5][F6][F7]
→ Common Stock (5,093.08 underlying)
5,093.08
03/2023 Restricted Stock Units
[F5][F6][F7]
→ Common Stock (4,070.49 underlying)
4,070.49

Footnotes (7)

[F1]The security converts to common stock on a one-for-one basis.
[F2]Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
[F3]The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
[F4]A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on March 25, 2026 of $38.63 and March 30, 2026 of $39.26.
[F5]Each restricted stock unit represents a right to receive one share of the Company common stock.
[F6]The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
[F7]Includes stock equivalent units through March 30, 2026.

Signature

/s/ Sarah I. Rubenfeld, by Power of Attorney|2026-03-31

1 file